DFX Intelligence

L••••• S••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

L••••• S••••• Y••••

Advisor at M••••• G•••• I••••••••• A•••••••• L••

Denver, CO | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:a1b82241-04d8-6f1d-db87-3a89625938a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G•••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	Feb 22, 2024	n/a	yes	Denver, CO\|ST. LOUIS, MO	Current employment
R•••• W••••• G•••• L••	Former SEC adviser	Dec 4, 2019	Feb 20, 2024	no	DENVER, CO\|DENVER, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• W••••• G•••• L••	M••••• G•••• I••••••••• A•••••••• L••	Feb 20, 2024	Feb 22, 2024	2	Firm change	RIA to RIA
L••	R•••• W••••• G•••• L••	Jul 15, 2013	Dec 4, 2019

Relationships

Registered with (3)

→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 22, 2024 to presentfactForm ADV
→ R•••• W••••• G•••• L••Registered adviserregistration: previous registration
Dec 4, 2019 to Feb 20, 2024factForm ADV
→ L••Registered adviserregistration: previous registration
Jan 12, 2012 to Jul 15, 2013factForm ADV

Dated events

Occurred
Feb 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1b82241-04d8-6f1d-db87-3a89625938a4
First observed: Jan 12, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.