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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RATIO WEALTH GROUP LLC

CRD 306278

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a51709c-6845-5c84-e931-101cd2ae0c3f

Data as of Mar 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 15
On other graphs: 0
Observed: Nov 1, 2019 to Mar 12, 2024
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $577MItem 5.F on the latest filing (2024-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $569M
Private client RAUM: $574MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,030
Individual clients: 170
High net worth clients: 177
Custody, client assets: $307M
SEC number: 801-117721
CRD: 306278
Filings on the tape: 19
First filed: Nov 1, 2019
Latest filed: Mar 12, 2024
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FREEDMAN, JOSHUA, NMN	Cco	Na	yes	05/2023	May 5, 2023	Mar 12, 2024
GERLACH, GRAHAM, CHRISTY	MANAGING MEMBER	D	yes	10/2019	Nov 1, 2019	Mar 12, 2024
SCARTH, DEREK, JEFFREY	MANAGING MEMBER	D	yes	10/2019	Nov 1, 2019	Mar 12, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 12, 2024	$577M	$569M	8	6	3	n/a	n/a
2022	Feb 9, 2023	$416M	$416M	6	6	4	n/a	n/a
2021	Mar 3, 2022	$400M	$400M	6	6	2	n/a	n/a
2020	Mar 8, 2021	$267M	$267M	6	6	2	n/a	n/a
2019	Feb 14, 2020	$143M	$143M	5	5	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$577M	$416M	38.9%	$267M	29.3%	8	6	3	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROBERTSON STEPHENS	4	Aug 28, 2024	Jul 31, 2024	DENVER, CO	Firm absorbed	RIA to RIA	80.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MML INVESTORS SERVICES, LLC	4	Dec 6, 2019	Dec 18, 2019	DENVER, CO	Team lift out	Ibd to new firm	0.1%

Relationships

Controls (3)

← FREEDMAN, JOSHUA, NMNOwnerCCO, ownership code NA, individual
May 5, 2023 to presentfactForm ADV
← GERLACH, GRAHAM, CHRISTYOwnerMANAGING MEMBER, ownership code D, individual
Nov 1, 2019 to presentfactForm ADV
← SCARTH, DEREK, JEFFREYOwnerMANAGING MEMBER, ownership code D, individual
Nov 1, 2019 to presentfactForm ADV

Registered with (8)

← JOSHUA NMN FREEDMANAdvisorregistration: previous registration
May 23, 2023 to Aug 28, 2024factForm ADV
← Graham Christy GerlachAdvisorregistration: previous registration
Dec 18, 2019 to Aug 28, 2024factForm ADV
← Rebecca E NeilsAdvisorregistration: previous registration
Apr 11, 2024 to Aug 28, 2024factForm ADV
← DEREK JEFFREY SCARTHAdvisorregistration: previous registration
Dec 4, 2019 to Aug 28, 2024factForm ADV
← SHAWN PATRICK WALLACEAdvisorregistration: previous registration
Dec 4, 2019 to Aug 28, 2024factForm ADV
← Darren Louis SpreeuwAdvisorregistration: previous registration
Dec 4, 2019 to Jul 19, 2024factForm ADV
← Elizabeth Mary SteiningerAdvisorregistration: previous registration
Feb 12, 2021 to Apr 23, 2024factForm ADV
← LAUREN SINEAD YOUNGAdvisorregistration: previous registration
Dec 4, 2019 to Feb 20, 2024factForm ADV

Moved with (2)

→ ROBERTSON STEPHENSRegistered adviser4 advisors, firm absorbed, same day
Aug 28, 2024 to Jul 31, 2024factForm ADV
← MML INVESTORS SERVICES, LLCRegistered adviser4 advisors, team lift out
Dec 6, 2019 to Dec 18, 2019factForm ADV

Dated events

Occurred
Aug 28, 2024
Firm absorbed
Ratio Wealth Group LLC's advisors moved to Robertson Stephens (Denver, CO): 4 of 5 registered, on the same day
Form ADVobserved 3 days ago
4 advisors
Occurred
Aug 28, 2024
Advisor changed firm
Joshua Nmn Freedman left Ratio Wealth Group Llc for Robertson Stephens (registered 2024-07-31)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Derek Jeffrey Scarth left Ratio Wealth Group Llc for Robertson Stephens (registered 2024-07-30)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Rebecca E Neils left Ratio Wealth Group Llc for Robertson Stephens (registered 2024-07-30)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Graham Christy Gerlach left Ratio Wealth Group Llc for Robertson Stephens (registered 2024-08-07)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Shawn Patrick Wallace left Ratio Wealth Group Llc for Robertson Stephens (registered 2024-07-31)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2024
Advisor changed firm
Darren Louis Spreeuw left Ratio Wealth Group Llc for Aviator Wealth Group (registered 2024-07-22)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Elizabeth Mary Steininger left Ratio Wealth Group Llc for Freestone Capital Management, Llc (registered 2024-04-12)
Form ADVobserved 4 days ago
Occurred
Mar 12, 2024
Regulatory AUM changed
Ratio Wealth Group Llc reported RAUM $577.2M, up 39% from $415.6M (2023-05-08 to 2024-03-12)
Form ADVobserved 4 days ago
$162M
Occurred
Feb 20, 2024
Advisor changed firm
Lauren Sinead Young left Ratio Wealth Group Llc for Moneta Group Investment Advisors, Llc (registered 2024-02-22)
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Joshua Freedman (Cco) appeared on Schedule A of Ratio Wealth Group Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person left
Louis Darren Spreeuw (Cco) no longer on Schedule A of Ratio Wealth Group Llc (listed 2023-02-09, absent 2023-05-05)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2022
Regulatory AUM changed
Ratio Wealth Group Llc reported RAUM $399.8M, up 50% from $266.9M (2021-07-08 to 2022-03-03)
Form ADVobserved 4 days ago
$133M
Occurred
Mar 8, 2021
Regulatory AUM changed
Ratio Wealth Group Llc reported RAUM $266.9M, up 87% from $142.9M (2020-12-09 to 2021-03-08)
Form ADVobserved 4 days ago
$124M
Occurred
Nov 1, 2019
First Form ADV filing
Ratio Wealth Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a51709c-6845-5c84-e931-101cd2ae0c3f
First observed: Nov 1, 2019
Last observed: Mar 12, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RATIO WEALTH GROUP LLC

CRD 306278

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a51709c-6845-5c84-e931-101cd2ae0c3f

Data as of Mar 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FREEDMAN, JOSHUA, NMN

Cco

yes

05/2023

May 5, 2023

Mar 12, 2024

GERLACH, GRAHAM, CHRISTY

MANAGING MEMBER

yes

10/2019

Nov 1, 2019

Mar 12, 2024

SCARTH, DEREK, JEFFREY

MANAGING MEMBER

yes

10/2019

Nov 1, 2019

Mar 12, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 12, 2024

$577M

$569M

n/a

2022

Feb 9, 2023

$416M

n/a

2021

Mar 3, 2022

$400M

n/a

2020

Mar 8, 2021

$267M

n/a

2019

Feb 14, 2020

$143M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$577M

$416M

38.9%

$267M

29.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROBERTSON STEPHENS

Aug 28, 2024

Jul 31, 2024

DENVER, CO

Firm absorbed

RIA to RIA

80.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MML INVESTORS SERVICES, LLC

Dec 6, 2019

Dec 18, 2019

DENVER, CO

Team lift out

Ibd to new firm

0.1%