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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

Christopher Tammany Cuneo

Advisor at LPL ENTERPRISE, LLC

PLANO, TX

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Search this name across graphsid dfx:ria:a1b896a3-2c3b-681c-c2bd-88b35a69c217

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 22, 2016
First registration: Jan 22, 2016
Dual registered: yes, broker-dealer
Other names: CUNEO CHRIS
IAPD individual key: 6537695

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Jul 21, 2025	n/a	yes	PLANO, TX	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 27, 2021	Jun 11, 2025	no	Frisco, TX\|Dallas, TX\|Frisco, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	May 6, 2019	Oct 7, 2020	no	Addison, TX\|ADDISON, TX\|Plano, TX\|COLORADO SPRINGS, CO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 17, 2018	Jan 4, 2019	no	PLANO, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 6, 2017	Aug 13, 2018	no	DALLAS, TX\|DALLAS, TX	Previous registration
WADDELL & REED	Former SEC adviser	Jan 22, 2016	Jul 7, 2017	no	COLLEYVILLE, TX\|DALLAS, TX\|EDMOND, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	LPL ENTERPRISE, LLC	Jun 11, 2025	Jul 21, 2025	40	Firm change	Ibd to ibd
USAA INVESTMENT SERVICES COMPANY	ADVICE AND PLANNING SERVICES	Oct 7, 2020	Jul 27, 2021	293	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	USAA INVESTMENT SERVICES COMPANY	Jan 4, 2019	May 6, 2019	122	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 13, 2018	Oct 17, 2018	65	Firm change	Wirehouse to ibd
WADDELL & REED	WELLS FARGO ADVISORS	Jul 7, 2017	Jul 6, 2017	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:5475:TX:2019-01-04	Jan 4, 2019	May 6, 2019	PLANO, TX	Firm change

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 27, 2021 to Jun 11, 2025factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
May 6, 2019 to Oct 7, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 17, 2018 to Jan 4, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 6, 2017 to Aug 13, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 22, 2016 to Jul 7, 2017factForm ADV

Dated events

Occurred
Jun 11, 2025
Advisor changed firm
Christopher Tammany Cuneo left Advice And Planning Services for Lpl Enterprise, Llc (registered 2025-07-21)
Form ADVobserved 5 days ago