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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Nokomis, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 22, 2024 | n/a | yes | Nokomis, FL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Apr 7, 2022 | Jan 11, 2024 | no | SARASOTA, FL|ALTAMONTE SPRINGS, FL | Previous registration |
| FOURTHOUGHT PRIVATE WEALTH | Former SEC adviser | Oct 14, 2020 | Jan 18, 2022 | no | VENICE, FL | Previous registration |
| CREATIVE PLANNING | Independent wealth | Apr 20, 2018 | Jun 26, 2020 | no | ORLANDO, FL|OVERLAND PARK, KS|Sarasota, FL | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 21, 2011 | Jan 27, 2017 | no | THOUSAND OAKS, CA|BURBANK, CA|ALTAMONTE SPRINGS, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 16, 2010 | Feb 18, 2011 | no | SAUGUS, CA|SAN LUIS OBISPO, CA | Previous registration |
| DIRECTED SERVICES LLC | Former SEC adviser | Aug 19, 2009 | Feb 1, 2010 | no | DES MOINES, IA|WEST CHESTER, PA|DES MOINES, IA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 28, 2005 | Mar 14, 2008 | no | West Des Moines, IA|CLIVE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 11, 2024 | Jan 22, 2024 | 11 | Firm change | Ibd to ibd |
| FOURTHOUGHT PRIVATE WEALTH | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jan 18, 2022 | Apr 7, 2022 | 79 | Firm change | RIA to ibd |
| CREATIVE PLANNING | FOURTHOUGHT PRIVATE WEALTH | Jun 26, 2020 | Oct 14, 2020 | 110 | Firm change | RIA to RIA |
| STRATEGIC ADVISERS LLC | CREATIVE PLANNING | Jan 27, 2017 | Apr 20, 2018 | 448 | Firm change after gap | Ibd to RIA |
| CHASE INVESTMENT SERVICES CORP. | STRATEGIC ADVISERS LLC | Feb 18, 2011 | Mar 21, 2011 | 31 | Firm change | Other |
| DIRECTED SERVICES LLC | CHASE INVESTMENT SERVICES CORP. | Feb 1, 2010 | Mar 16, 2010 | 43 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | DIRECTED SERVICES LLC | Mar 14, 2008 | Aug 19, 2009 | 523 | Firm change after gap | Other |