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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC

GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC, CRD 167429

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:a1c860f2-3a86-4325-4efd-9c7bf7ac0cc7

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 9
On other graphs: 0
Observed: May 23, 2013 to Apr 30, 2026
32 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

KKR & Co. Inc.

schedule ab owner name equals pe organization name · confidence 50%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $1.3Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16
Individual clients: 0
High net worth clients: 0
SEC number: 801-78132
CRD: 167429
Filings on the tape: 32
First filed: May 23, 2013
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, IN
Website: globalatlantic.onlineprospectus.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC DAVID TODD	Chartered Financial Analyst	INDIANAPOLIS, IN	13	27	1	yes
CAMERON DAVID JEFFREYS	Chartered Financial Analyst	INDIANAPOLIS, IN	13	16	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARENA, ROBERT, MICHAEL	ELECTED MANAGER	Na	yes	10/2016	Oct 14, 2016	Nov 14, 2024
CAPALBO, DAVID, DONALD	CHIEF COMPLIANCE OFFICER	Na	yes	10/2016	Oct 14, 2016	Nov 14, 2024
GLOBAL ATLANTIC (FIN) COMPANY	Member	E	yes	12/2017	Jan 29, 2014	Nov 14, 2024
GLOBAL ATLANTIC FINANCIAL GROUP LIMITED	Shareholder	E	yes	02/2021	Mar 30, 2016	Nov 14, 2024
GLOBAL ATLANTIC LIMITED	Shareholder	E	yes	04/2016	Mar 26, 2024	Nov 14, 2024
JACOBY, DAVID, ALLEN	CHIEF FINANCIAL OFFICER	Na	yes	01/2021	May 26, 2021	Nov 14, 2024
KKR & CO. INC.	SHAREHOLDER OF KKR GROUP CO. INC.	E	yes	05/2022	Feb 4, 2021	Nov 14, 2024
KKR GROUP ASSETS GP LLC	GENERAL PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.	F	yes	07/2020	Feb 4, 2021	Nov 14, 2024
KKR GROUP ASSETS HOLDINGS L.P.	SOLE MEMBER OF KKR MAGNOLIA HOLDINGS LLC	E	yes	07/2020	Feb 4, 2021	Nov 14, 2024
KKR GROUP CO. INC.	SHAREHOLDER OF KKR GROUP HOLDINGS CORP.	E	yes	07/2018	Mar 28, 2023	Nov 14, 2024
KKR GROUP HOLDINGS CORP.	GENERAL PARTNER OF KKR GROUP HOLDINGS L.P.	F	yes	05/2022	Feb 4, 2021	Nov 14, 2024
KKR GROUP HOLDINGS L.P.	LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P.	C	yes	01/2020	Mar 28, 2023	Nov 14, 2024
KKR GROUP PARTNERSHIP L.P.	SOLE MEMBER OF KKR GROUP ASSETS GP LLC	E	yes	01/2020	Feb 4, 2021	Nov 14, 2024
KKR GROUP PARTNERSHIP L.P.	LIMITED PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.	E	yes	01/2020	Feb 4, 2021	Nov 14, 2024
KKR MAGNOLIA HOLDINGS LLC	VOTING CLASS SHAREHOLDER OF THE GLOBAL ATLANTIC FINANCIAL GROUP LLC	D	yes	07/2020	Feb 4, 2021	Nov 14, 2024
NELSON, PAULA, GENEVIEVE	ELECTED MANAGER	Na	yes	10/2016	Mar 31, 2017	Nov 14, 2024
THE GLOBAL ATLANTIC FINANCIAL GROUP LLC	SHAREHOLDER OF GLOBAL ATLANTIC FINANCIAL GROUP LIMITED	E	yes	02/2021	Feb 4, 2021	Nov 14, 2024
TODD, ERIC, DAVID	ELECTED MANAGER, PRESIDENT	Na	yes	04/2013	May 23, 2013	Nov 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACCORDIA LIFE AND ANNUITY COMPANY	n/a	n/a	n/a	N	yes	n/a
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
FORELIFE AGENCY INC	n/a	n/a	n/a	N	yes	n/a
FORETHOUGHT LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
GLOBAL ATLANTIC ASSURANCE LIMITED	n/a	n/a	n/a	N	yes	n/a
GLOBAL ATLANTIC DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
GLOBAL ATLANTIC INSURANCE NETWORK LLC	n/a	n/a	n/a	N	yes	n/a
GLOBAL ATLANTIC RE LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$2.7B	$2.7B	15	3	0	n/a	n/a
2024	Mar 31, 2025	$2.8B	$2.8B	15	3	0	n/a	n/a
2023	Mar 26, 2024	$2.9B	$2.9B	15	3	0	n/a	n/a
2022	Mar 28, 2023	$2.9B	$2.9B	15	3	0	n/a	n/a
2021	Mar 25, 2022	$3.9B	$3.9B	15	3	0	n/a	n/a
2020	Mar 19, 2021	$3.8B	$3.8B	18	3	0	n/a	n/a
2019	Mar 25, 2020	$3.8B	$3.8B	19	3	0	n/a	n/a
2018	Mar 29, 2019	$3.6B	$3.6B	17	3	0	n/a	n/a
2017	Mar 27, 2018	$4.2B	$4.2B	17	3	0	n/a	n/a
2016	Mar 31, 2017	$2.1B	$2.1B	17	3	n/a	n/a	n/a
2015	Mar 30, 2016	$1.8B	$1.8B	11	2	n/a	n/a	n/a
2014	Mar 30, 2015	$891M	$891M	7	2	n/a	n/a	n/a
2013	Mar 28, 2014	$42.5M	$42.5M	3	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.8B	-4.2%	$2.9B	-2.0%	15	15	0	0

Relationships

Registered with (2)

← ERIC DAVID TODDAdvisorregistration: current employment
Jun 12, 2013 to presentfactForm ADV
← CAMERON DAVID JEFFREYSAdvisorregistration: current employment
Jun 12, 2013 to presentfactForm ADV

Controls (14)

← NELSON, PAULA, GENEVIEVEOwnerELECTED MANAGER, ownership code NA, individual
Mar 31, 2017 to Nov 14, 2024factForm ADV
← TODD, ERIC, DAVIDOwnerELECTED MANAGER, PRESIDENT, ownership code NA, individual
May 23, 2013 to Nov 14, 2024factForm ADV
← ARENA, ROBERT, MICHAELOwnerELECTED MANAGER, ownership code NA, individual
Oct 14, 2016 to Nov 14, 2024factForm ADV
← CAPALBO, DAVID, DONALDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 14, 2016 to Nov 14, 2024factForm ADV
← JACOBY, DAVID, ALLENOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 26, 2021 to Nov 14, 2024factForm ADV
← GLOBAL ATLANTIC (FIN) COMPANYOwnerMEMBER, ownership code E, domestic entity
Jan 29, 2014 to Nov 14, 2024factForm ADV
← GLOBAL ATLANTIC FINANCIAL GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2016 to Nov 14, 2024factForm ADV
← GLOBAL ATLANTIC LIMITEDOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 26, 2024 to Nov 14, 2024factForm ADV
← KKR & CO. INC.OwnerSHAREHOLDER OF KKR GROUP CO. INC., ownership code E, domestic entity
Feb 4, 2021 to Nov 14, 2024factForm ADV
← KKR GROUP ASSETS GP LLCOwnerGENERAL PARTNER OF KKR GROUP ASSETS HOLDINGS L.P., ownership code F, domestic entity
Feb 4, 2021 to Nov 14, 2024factForm ADV
← KKR GROUP ASSETS HOLDINGS L.P.OwnerSOLE MEMBER OF KKR MAGNOLIA HOLDINGS LLC, ownership code E, domestic entity
Feb 4, 2021 to Nov 14, 2024factForm ADV
← KKR GROUP PARTNERSHIP L.P.OwnerSOLE MEMBER OF KKR GROUP ASSETS GP LLC, ownership code E, foreign entity
Feb 4, 2021 to Nov 14, 2024factForm ADV
← KKR MAGNOLIA HOLDINGS LLCOwnerVOTING CLASS SHAREHOLDER OF THE GLOBAL ATLANTIC FINANCIAL GROUP LLC, ownership code D, foreign entity
Feb 4, 2021 to Nov 14, 2024factForm ADV
← THE GLOBAL ATLANTIC FINANCIAL GROUP LLCOwnerSHAREHOLDER OF GLOBAL ATLANTIC FINANCIAL GROUP LIMITED, ownership code E, foreign entity
Feb 4, 2021 to Nov 14, 2024factForm ADV

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
Global Atlantic Investment Advisors, Llc reported RAUM $2.9B, down 27% from $3.9B (2022-03-25 to 2023-03-28)
Form ADVobserved 6 days ago
$-1.0B
Occurred
Mar 28, 2023
Control person left
Roberts Henry Kravis (Class A Shareholder) no longer on Schedule A of Global Atlantic Investment Advisors, Llc (listed 2022-03-25, absent 2023-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2023
Control person left
Rosenberg George Roberts (Class A Shareholder) no longer on Schedule A of Global Atlantic Investment Advisors, Llc (listed 2022-03-25, absent 2023-03-28)
Form ADVobserved 6 days ago
Occurred
May 26, 2021
Control person joined
Allen David Jacoby (Chief Financial Officer) appeared on Schedule A of Global Atlantic Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Feb 4, 2021
Control person joined
Roberts Henry Kravis (Class A Shareholder) appeared on Schedule A of Global Atlantic Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Feb 4, 2021
Control person joined
Rosenberg George Roberts (Class A Shareholder) appeared on Schedule A of Global Atlantic Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Nov 5, 2019
Control person left
Joseph John Fowler (Chief Financial Officer) no longer on Schedule A of Global Atlantic Investment Advisors, Llc (listed 2019-03-29, absent 2019-11-05)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2018
Regulatory AUM changed
Global Atlantic Investment Advisors, Llc reported RAUM $3.7B, up 66% from $2.2B (2017-12-11 to 2018-01-24)
Form ADVobserved 6 days ago
$1.5B
Occurred
May 23, 2013
First Form ADV filing
Forethought Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1c860f2-3a86-4325-4efd-9c7bf7ac0cc7
First observed: May 23, 2013
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC

GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC, CRD 167429

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1c860f2-3a86-4325-4efd-9c7bf7ac0cc7

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC DAVID TODD

Chartered Financial Analyst

INDIANAPOLIS, IN

yes

CAMERON DAVID JEFFREYS

Chartered Financial Analyst

INDIANAPOLIS, IN

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARENA, ROBERT, MICHAEL

ELECTED MANAGER

yes

10/2016

Oct 14, 2016

Nov 14, 2024

CAPALBO, DAVID, DONALD

CHIEF COMPLIANCE OFFICER

yes

10/2016

Oct 14, 2016

Nov 14, 2024

GLOBAL ATLANTIC (FIN) COMPANY

Member

yes

12/2017

Jan 29, 2014

Nov 14, 2024

GLOBAL ATLANTIC FINANCIAL GROUP LIMITED

Shareholder

yes

02/2021

Mar 30, 2016

Nov 14, 2024

GLOBAL ATLANTIC LIMITED

Shareholder

yes

04/2016

Mar 26, 2024

Nov 14, 2024

JACOBY, DAVID, ALLEN

CHIEF FINANCIAL OFFICER

yes

01/2021

May 26, 2021

Nov 14, 2024

KKR & CO. INC.

SHAREHOLDER OF KKR GROUP CO. INC.

yes

05/2022

Feb 4, 2021

Nov 14, 2024

KKR GROUP ASSETS GP LLC

GENERAL PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.

yes

07/2020

Feb 4, 2021

Nov 14, 2024

KKR GROUP ASSETS HOLDINGS L.P.

SOLE MEMBER OF KKR MAGNOLIA HOLDINGS LLC

yes

07/2020

Feb 4, 2021

Nov 14, 2024

KKR GROUP CO. INC.

SHAREHOLDER OF KKR GROUP HOLDINGS CORP.

yes

07/2018

Mar 28, 2023

Nov 14, 2024

KKR GROUP HOLDINGS CORP.

GENERAL PARTNER OF KKR GROUP HOLDINGS L.P.

yes

05/2022

Feb 4, 2021

Nov 14, 2024

KKR GROUP HOLDINGS L.P.

LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P.

yes

01/2020

Mar 28, 2023

Nov 14, 2024

KKR GROUP PARTNERSHIP L.P.

SOLE MEMBER OF KKR GROUP ASSETS GP LLC

yes

01/2020

Feb 4, 2021

Nov 14, 2024

KKR GROUP PARTNERSHIP L.P.

LIMITED PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.

yes

01/2020

Feb 4, 2021

Nov 14, 2024

KKR MAGNOLIA HOLDINGS LLC

VOTING CLASS SHAREHOLDER OF THE GLOBAL ATLANTIC FINANCIAL GROUP LLC

yes

07/2020

Feb 4, 2021

Nov 14, 2024

NELSON, PAULA, GENEVIEVE

ELECTED MANAGER

yes

10/2016

Mar 31, 2017

Nov 14, 2024

THE GLOBAL ATLANTIC FINANCIAL GROUP LLC

SHAREHOLDER OF GLOBAL ATLANTIC FINANCIAL GROUP LIMITED

yes

02/2021

Feb 4, 2021

Nov 14, 2024

TODD, ERIC, DAVID

ELECTED MANAGER, PRESIDENT

yes

04/2013

May 23, 2013

Nov 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACCORDIA LIFE AND ANNUITY COMPANY

n/a

yes

n/a

COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY

n/a

yes

n/a

FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY

n/a

yes

n/a

FORELIFE AGENCY INC

n/a

yes

n/a

FORETHOUGHT LIFE INSURANCE COMPANY

n/a

yes

n/a

GLOBAL ATLANTIC ASSURANCE LIMITED

n/a

yes

n/a

GLOBAL ATLANTIC DISTRIBUTORS, LLC

n/a

yes

n/a

GLOBAL ATLANTIC INSURANCE NETWORK LLC

n/a

yes

n/a

GLOBAL ATLANTIC RE LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$2.7B

n/a

2024

Mar 31, 2025

$2.8B

n/a

2023

Mar 26, 2024

$2.9B

n/a

2022

Mar 28, 2023

$2.9B

n/a

2021

Mar 25, 2022

$3.9B

n/a

2020

Mar 19, 2021

$3.8B

n/a

2019

Mar 25, 2020

$3.8B

n/a

2018

Mar 29, 2019

$3.6B

n/a

2017

Mar 27, 2018

$4.2B

n/a

2016

Mar 31, 2017

$2.1B

n/a

2015

Mar 30, 2016

$1.8B

n/a

2014

Mar 30, 2015

$891M

n/a

2013

Mar 28, 2014

$42.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$2.8B

-4.2%

$2.9B

-2.0%