DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Global Atlantic Investment Advisors, LLC

Asset manager (funds and pooled vehicles)Indianapolis, IndianaCRD 167429SEC 801-78132website IAPD

Legal name Global Atlantic Investment Advisors, LLC

Latest filing Apr 30, 2026

First filing on the tape May 23, 2013 · 32 filings

SEC status approved since Jun 12, 2013

RAUM

$2.7B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$1.3B

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

32 filings and snapshots on the tape

RAUM$2.7B as of Apr 30, 2026

Mar 28, 2014$42.5M then

HNW client RAUM$0 as of Apr 30, 2026

Mar 27, 2018$0 then

State-registered IARs (5.B.3)0 as of Apr 30, 2026

Mar 28, 20140 then

Employees (5.A)15 as of Apr 30, 2026

Mar 28, 20143 then

Private funds: no history

RAUM -4.2% over the last fiscal year-2.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

RAUM per advisor: $1.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $169MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 7.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -4.2%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companies, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$2.7B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 16reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Cameron David JeffreysChartered Financial Analyst	Indianapolis, In	Jun 12, 2013	16 y	0
Eric David ToddChartered Financial Analyst	Indianapolis, In	Jun 12, 2013	27 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

Eric David Todd from 40/86 Advisors, Inc.
Jun 12, 2013 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Michael Robert Arena · Elected Managercontrol
since 10/2016 · owns less than 5%
Donald David Capalbo · Chief Compliance Officercontrol
since 10/2016 · owns less than 5%
Allen David Jacoby · Chief Financial Officercontrol
since 01/2021 · owns less than 5%
Genevieve Paula Nelson · Elected Managercontrol
since 10/2016 · owns less than 5%
David Eric Todd · Elected Manager, Presidentcontrol
since 04/2013 · owns less than 5%

Entity owners

Global Atlantic (Fin) Company · Member
direct · owns 75% or more
Global Atlantic Financial Group Limited · Shareholder
indirect · owns 75% or more of Global Atlantic Limited
Global Atlantic Limited · Shareholder
indirect · owns 75% or more of Global Atlantic (Fin) Company
Kkr & Co. Inc. · Shareholder Of Kkr Group Co. Inc.
indirect · owns 75% or more of Kkr Group Co. Inc. · public reporting company
Kkr Group Assets Gp LLC · General Partner Of Kkr Group Assets Holdings L.P.
indirect · owns F of Kkr Group Assets Holdings L.P.
Kkr Group Assets Holdings L.P. · Sole Member Of Kkr Magnolia Holdings LLC
indirect · owns 75% or more of Kkr Magnolia Holdings LLC
Kkr Group Co. Inc. · Shareholder Of Kkr Group Holdings Corp.
indirect · owns 75% or more of Kkr Group Holdings Corp.
Kkr Group Holdings Corp. · General Partner Of Kkr Group Holdings L.P.
indirect · owns F of Kkr Group Partnership L.P.
Kkr Group Holdings L.P. · Limited Partner Of Kkr Group Partnership L.P.
indirect · owns 25% to 50% of Kkr Group Partnership L.P.
Kkr Group Partnership L.P. · Sole Member Of Kkr Group Assets Gp LLC
indirect · owns 75% or more of Kkr Group Assets Gp LLC
Kkr Group Partnership L.P. · Limited Partner Of Kkr Group Assets Holdings L.P.
indirect · owns 75% or more of Kkr Group Assets Holdings L.P.
Kkr Magnolia Holdings LLC · Voting Class Shareholder Of The Global Atlantic Financial Group LLC
indirect · owns 50% to 75% of The Global Atlantic Financial Group LLC
The Global Atlantic Financial Group LLC · Shareholder Of Global Atlantic Financial Group Limited
indirect · owns 75% or more of Global Atlantic Financial Group Limited

Related persons

Schedule D 7.A

Accordia Life And Annuity Company
real estaten
Commonwealth Annuity And Life Insurance Company
real estaten
First Allmerica Financial Life Insurance Company
real estaten
Forelife Agency Inc
real estaten
Forethought Life Insurance Company
real estaten
Global Atlantic Assurance Limited
real estaten
Global Atlantic Distributors, LLC
broker-dealern
Global Atlantic Insurance Network LLC
real estaten
Global Atlantic Re Limited
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Indianapolis, In · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $2.8B to $2.7B
Nov 19, 2025 to Mar 30, 2026
RAUM · $2.8B to $2.7B
Nov 19, 2025 to Mar 30, 2026
Financial planning clients · unset to
Nov 14, 2024 to Mar 31, 2025
Discretionary RAUM · $2.9B to $2.8B
Nov 14, 2024 to Mar 31, 2025
RAUM · $2.9B to $2.8B
Nov 14, 2024 to Mar 31, 2025
BD registered reps · 6 to 5
Mar 31, 2023 to Mar 26, 2024
Discretionary RAUM · $2.9B to $2.9B
Mar 31, 2023 to Mar 26, 2024
RAUM · $2.9B to $2.9B
Mar 31, 2023 to Mar 26, 2024
BD registered reps · 9 to 6
Mar 25, 2022 to Mar 28, 2023
Discretionary RAUM · $3.9B to $2.9B
Mar 25, 2022 to Mar 28, 2023
RAUM · $3.9B to $2.9B
Mar 25, 2022 to Mar 28, 2023
Accounts · 23 to 16
May 26, 2021 to Mar 25, 2022
Employees · 18 to 15
May 26, 2021 to Mar 25, 2022
Discretionary RAUM · $3.8B to $3.9B
May 26, 2021 to Mar 25, 2022
RAUM · $3.8B to $3.9B
May 26, 2021 to Mar 25, 2022
BD registered reps · 10 to 9
Feb 12, 2021 to Mar 19, 2021
Employees · 19 to 18
Feb 12, 2021 to Mar 19, 2021
Discretionary RAUM · $3.8B to $3.8B
Feb 12, 2021 to Mar 19, 2021
RAUM · $3.8B to $3.8B
Feb 12, 2021 to Mar 19, 2021
Related adviser · false to true
Mar 25, 2020 to Feb 4, 2021
Accounts · 25 to 23
Nov 5, 2019 to Mar 25, 2020
BD registered reps · 9 to 10
Nov 5, 2019 to Mar 25, 2020
Employees · 17 to 19
Nov 5, 2019 to Mar 25, 2020
Discretionary RAUM · $3.6B to $3.8B
Nov 5, 2019 to Mar 25, 2020
RAUM · $3.6B to $3.8B
Nov 5, 2019 to Mar 25, 2020
Accounts · 30 to 25
Mar 27, 2018 to Mar 29, 2019
BD registered reps · 8 to 9
Mar 27, 2018 to Mar 29, 2019
Discretionary RAUM · $4.2B to $3.6B
Mar 27, 2018 to Mar 29, 2019
RAUM · $4.2B to $3.6B
Mar 27, 2018 to Mar 29, 2019
Discretionary RAUM · $3.7B to $4.2B
Jan 24, 2018 to Mar 27, 2018
RAUM · $3.7B to $4.2B
Jan 24, 2018 to Mar 27, 2018
Accounts · 17 to 30
Dec 11, 2017 to Jan 24, 2018
Discretionary RAUM · $2.2B to $3.7B
Dec 11, 2017 to Jan 24, 2018
RAUM · $2.2B to $3.7B
Dec 11, 2017 to Jan 24, 2018
BD registered reps · 7 to 8
May 5, 2017 to Dec 11, 2017
Charity clients · unset to 0.0
May 5, 2017 to Dec 11, 2017
Corporate clients · unset to 0.0
May 5, 2017 to Dec 11, 2017
HNW clients · unset to 0.0
May 5, 2017 to Dec 11, 2017
Individual clients · unset to 0.0
May 5, 2017 to Dec 11, 2017
Pension plan clients · unset to 0.0
May 5, 2017 to Dec 11, 2017

Signals

9 dated events

Roberts Henry Kravis (Class A Shareholder) no longer on Schedule A of Global Atlantic Investment Advisors, Llc (listed 2022-03-25, absent 2023-03-28)
Mar 28, 2023 · Control person left · inference
Rosenberg George Roberts (Class A Shareholder) no longer on Schedule A of Global Atlantic Investment Advisors, Llc (listed 2022-03-25, absent 2023-03-28)
Mar 28, 2023 · Control person left · inference
Global Atlantic Investment Advisors, Llc reported RAUM $2.9B, down 27% from $3.9B (2022-03-25 to 2023-03-28)
Mar 28, 2023 · RAUM change · derived
Allen David Jacoby (Chief Financial Officer) appeared on Schedule A of Global Atlantic Investment Advisors, Llc
May 26, 2021 · Control person joined · fact
Roberts Henry Kravis (Class A Shareholder) appeared on Schedule A of Global Atlantic Investment Advisors, Llc
Feb 4, 2021 · Control person joined · fact
Rosenberg George Roberts (Class A Shareholder) appeared on Schedule A of Global Atlantic Investment Advisors, Llc
Feb 4, 2021 · Control person joined · fact
Joseph John Fowler (Chief Financial Officer) no longer on Schedule A of Global Atlantic Investment Advisors, Llc (listed 2019-03-29, absent 2019-11-05)
Nov 5, 2019 · Control person left · inference
Global Atlantic Investment Advisors, Llc reported RAUM $3.7B, up 66% from $2.2B (2017-12-11 to 2018-01-24)
Jan 24, 2018 · RAUM change · derived
Forethought Financial Advisors, Llc filed its initial SEC registration (Form ADV)
May 23, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: globalatlantic.onlineprospectus.net/GlobalAtlantic/portfolioreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 317-223-2708reportedpublic record, Form ADV, Apr 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $1.3Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026