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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Andrew Jared Vollman

Advisor at LPL FINANCIAL LLC

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:a1cb3a35-7b60-0a1e-d32f-478539fd5be6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 9, 2015
First registration: Jan 12, 2015
Dual registered: yes, broker-dealer
Other names: ANDREW VOLLMAN
IAPD individual key: 6417999

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2024	n/a	yes	KNOXVILLE, TN	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 10, 2023	Aug 14, 2024	no	Knoxville, TN	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Apr 19, 2017	May 17, 2022	no	KNOXVILLE, TN\|KNOXVILLE, TN\|KNOXVILLE, TN\|KNOXVILLE, TN	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Feb 14, 2017	Apr 5, 2017	no	KNOXVILLE, TN	Previous registration
EDWARD JONES	National bd RIA	Jan 12, 2015	Feb 20, 2015	no	GREENBACK, TN\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Aug 14, 2024	Oct 30, 2024	77	Firm change	Ibd to ibd
TRUIST ADVISORY SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 17, 2022	Apr 10, 2023	328	Firm change	Ibd to ibd
NATIONWIDE SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Apr 5, 2017	Apr 19, 2017	14	Firm change	Other
EDWARD JONES	NATIONWIDE SECURITIES, LLC	Feb 20, 2015	Feb 14, 2017	725	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 10, 2023 to Aug 14, 2024factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 19, 2017 to May 17, 2022factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 14, 2017 to Apr 5, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 12, 2015 to Feb 20, 2015factForm ADV

Dated events

Occurred
Aug 14, 2024
Advisor changed firm
Andrew Jared Vollman left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2024-10-30)
Form ADVobserved 3 days ago
Occurred
May 17, 2022
Advisor changed firm
Andrew Jared Vollman left Truist Advisory Services, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-04-10)
Form ADVobserved 3 days ago