DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J•••• V••••••

L•• F•••••••• L••BD affiliatedKnoxville, Tndual registrantIAPD 6417999

Feed of 09/14/2026

Also filed as Andrew Vollman

At current firm

1 y

since Oct 30, 2024

In the industry

11 y

since Jan 9, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 30, 2024 · Knoxville, Tn
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 10, 2023 to Aug 14, 2024 · Knoxville, Tn
T••••• A••••••• S•••••••• I••• BD affiliated
Apr 19, 2017 to May 17, 2022 · Knoxville, Tn
N••••••••• S••••••••• L•• no RAUM
Feb 14, 2017 to Apr 5, 2017 · Knoxville, Tn
E••••• J•••• national BD
Jan 12, 2015 to Feb 20, 2015 · Greenback, Tn

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Aug 14, 2024, registered Oct 30, 2024 (77 days) · Affiliated broker-dealer or bank to another
T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left May 17, 2022, registered Apr 10, 2023 (328 days) · Affiliated broker-dealer or bank to another
N••••••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Apr 5, 2017, registered Apr 19, 2017 (14 days) · Other
E••••• J•••• to N••••••••• S••••••••• L••
left Feb 20, 2015, registered Feb 14, 2017 (725 days) · Other

Signals

A••••• J•••• V•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-10-30)
Aug 14, 2024 · Advisor changed firm · fact
A••••• J•••• V•••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-04-10)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address