DFX Intelligence

G••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

G••••••••• L••

CRD 281977

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1d2ba0d-89e2-a1f8-9961-4d9de766c29b

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2026 to Aug 14, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 281977
Filings on the tape: 1
First filed: Aug 14, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N••• L••• H••••••••	n/a	STAFFORD, VA	10	38	4	no
P•••• L• L••••	n/a	STAFFORD, VA	10	13

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V••••• C•••••• M••••••••• L••	2	Jun 2, 2016	Jun 24, 2016	BRENTWOOD, TN	Team lift out	Other	6.3%

Relationships

Registered with (2)

← P•••• L• L••••Advisorregistration: current employment
Jun 24, 2016 to presentfactForm ADV
← N••• L••• H••••••••Advisorregistration: current employment
Jun 3, 2016 to presentfactForm ADV

Moved with (1)

← V••••• C•••••• M••••••••• L••Registered adviser2 advisors, team lift out
Jun 2, 2016 to Jun 24, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1d2ba0d-89e2-a1f8-9961-4d9de766c29b
First observed: Aug 14, 2026
Last observed: Aug 14, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.