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Advisor at TRUIST ADVISORY SERVICES, INC.
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Jul 13, 2016 | n/a | yes | TAMPA, FL | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Dec 23, 2019 | Feb 17, 2021 | no | TAMPA, FL|RICHMOND, VA|RICHMOND, VA|Tampa, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 6, 2009 | Oct 5, 2015 | no | SAINT PETERSBURG, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Aug 9, 2006 | Oct 10, 2009 | no | ST PETERSBURG, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 1, 2005 | Jun 22, 2006 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 25, 2004 | Apr 12, 2005 | no | FORT MYERS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | n/a | Feb 17, 2021 | n/a | n/a | Departure no registered destination | Departure |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | TRUIST ADVISORY SERVICES, INC. | Oct 5, 2015 | Jul 13, 2016 | 282 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 10, 2009 | Mar 6, 2009 | -218 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Jun 22, 2006 | Aug 9, 2006 | 48 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MORGAN STANLEY DW INC. | Apr 12, 2005 | Sep 1, 2005 | 142 | Firm change | Other |