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Advisor at LPL FINANCIAL LLC
SWARTZ CREEK, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 18, 2017 | n/a | yes | SWARTZ CREEK, MI | Current employment |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Feb 1, 2017 | Sep 19, 2017 | no | ANN ARBOR, MI|HOWELL, MI|BRIGHTON, MI|PINCKNEY, MI|NOVI, MI|HOWELL, MI|SOUTH LYON, MI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 29, 2015 | Feb 1, 2017 | no | ANN ARBOR, MI|BRIGHTON, MI|HOWELL, MI|PINCKNEY, MI|SOUTH LYON, MI|NOVI, MI|HOWELL, MI | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jun 23, 2015 | no | ORTONVILLE, MI|GOODRICH, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 15, 2007 | Oct 1, 2012 | no | ORTONVILLE, MI|GRAND BLANC, MI|GOODRICH, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HUNTINGTON FINANCIAL ADVISORS | LPL FINANCIAL LLC | Sep 19, 2017 | Sep 18, 2017 | -1 | Firm change | Other |
| LPL FINANCIAL LLC | HUNTINGTON FINANCIAL ADVISORS | Feb 1, 2017 | Feb 1, 2017 | 0 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Jun 23, 2015 | Jun 29, 2015 | 6 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |