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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Little Elm, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | n/a | yes | Little Elm, TX|GREENWOOD VILLAGE, CO | Current employment |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Dec 7, 2017 | Apr 3, 2023 | no | Providence Village, TX|GREENWOOD VILLAGE, CO|DALLAS, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 4, 2016 | Oct 30, 2017 | no | Fort Worth, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 4, 2016 | Oct 30, 2017 | no | WestLake, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 6, 2015 | Sep 24, 2015 | no | FRISCO, TX|ADDISON, TX|PLANO, TX|FORT WORTH, TX|FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | PERSONAL CAPITAL ADVISORS CORPORATION | Oct 30, 2017 | Dec 7, 2017 | 38 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 30, 2017 | Feb 4, 2016 | -634 | Channel change | Other |
| WELLS FARGO ADVISORS | TD AMERITRADE, INC. | Sep 24, 2015 | Feb 4, 2016 | 133 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:TX:2017-10-16 | Oct 30, 2017 | Feb 4, 2016 | WESTLAKE, TX | Firm change after gap |