DFX Intelligence

S••••• J••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

S••••• J••• G•••••••

Advisor at M••••••

Oakbrook Terrace, IL

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Search this name across graphsid dfx:ria:a1feb473-df8b-6c95-f690-86a8595356f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 30, 2022	n/a	yes	Oakbrook Terrace, IL	Current employment
S••••• W••••• M•••••••••	Independent wealth	Mar 30, 2022	Sep 28, 2022	no	ROCKFORD, IL\|LINCOLNSHIRE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M•••••••••	M••••••	Sep 28, 2022	Sep 30, 2022	2	Firm change	RIA to ibd
M••••• • S••••••••• W••••• M••••••••• L••	S••••• W••••• M•••••••••	Mar 25, 2022	Mar 30, 2022

Relationships

Registered with (6)

→ M••••••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 30, 2022 to Sep 28, 2022factForm ADV
→ M••••• • S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 15, 2017 to Mar 25, 2022factForm ADV
→ B•• H••••• F•••••••• A•••••••• I••

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1feb473-df8b-6c95-f690-86a8595356f7
First observed: Apr 2, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.