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M•••••• H••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M•••••• H••••• S••••••

Advisor at C•••••• F•••••••• A••••••• L••

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:a20e3215-dae9-42b7-99b3-d65b789fc86c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• A••••••• L••	Independent wealth	Jun 21, 2002	n/a	yes	FORT WAYNE, IN\|FORT WAYNE, IN	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Feb 7, 2005	Nov 10, 2005	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	n/a	Nov 10, 2005	n/a	n/a	Departure no registered destination	Departure
V••••• S••••••••• C•••••••••	C•••••• F•••••••• A••••••• L••	Jun 25, 2002	Jun 21, 2002

Relationships

Registered with (3)

→ C•••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Jun 21, 2002 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2005 to Nov 10, 2005factForm ADV
→ V••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 26, 2000 to Jun 25, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a20e3215-dae9-42b7-99b3-d65b789fc86c
First observed: Oct 26, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.