RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H••••• S••••••
- C•••••• F•••••••• A••••••• L•• independent RIA currentsince Jun 21, 2002 · Fort Wayne, In
- Q•••••• A•••• M••••••••• I••• formerFeb 7, 2005 to Nov 10, 2005 · Fort Wayne, In
- V••••• S••••••••• C••••••••• unclassifiedOct 26, 2000 to Jun 25, 2002 · Ft. Wayne, In
- Q•••••• A•••• M••••••••• I••• to no registered destinationleft Nov 10, 2005 · Departure, no registered destination
- V••••• S••••••••• C••••••••• to C•••••• F•••••••• A••••••• L••left Jun 25, 2002, registered Jun 21, 2002 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address