DFX Intelligence

P••••• D••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

P••••• D••••• M•••

Advisor at C•••••••• S••••• C••••••

TULSA, OK

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Search this name across graphsid dfx:ria:a2158e88-2638-39bc-05ae-d02d95049f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 21, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• S••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• S••••• C••••••	State registered	Aug 16, 2022	n/a	yes	TULSA, OK\|TULSA, OK	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	May 21, 2013	Aug 4, 2016	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	C•••••••• S••••• C••••••	Aug 4, 2016	Aug 16, 2022	2,203	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••••• S••••• C••••••Registered adviserregistration: current employment
Aug 16, 2022 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
May 21, 2013 to Aug 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2158e88-2638-39bc-05ae-d02d95049f06
First observed: May 21, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.