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Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MARINER WEALTH ADVISORS

MARINER WEALTH ADVISORS-OKLAHOMA, LLC, CRD 107355

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e2e68f7-c443-b7c6-5668-653f47763c01

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 80
Dated events: 0
On other graphs: 3
Observed: Feb 1, 2012 to Mar 29, 2018
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Mariner Wealth Advisors

Investment consultant · shared crd

RIA / Wealth Managementidentity

MARINER WEALTH ADVISORS

Registered adviser · shared crd

RIA / Wealth Managementidentity

MARINER WEALTH ADVISORS

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.4BItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 42%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 20
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 2,072
Individual clients: 311
High net worth clients: 254
Custody, client assets: $392M
SEC number: 801-51988
CRD: 107355
Filings on the tape: 19
First filed: Feb 1, 2012
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Oklahoma

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKNELL FAMILY HOLDING CO., LLC	Manager	E	yes	04/2008	Feb 29, 2012	Mar 29, 2018
BICKNELL, CHERYL	CHIEF STRATEGY OFFICER / CHIEF OPERATIONS OFFICER	Na	yes	09/2013	Feb 29, 2012	Mar 29, 2018
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	F	yes	07/2007	Feb 29, 2012	Mar 29, 2018
COUCH, JEFFREY, ALAN	Owner	E	yes	09/2013	Feb 29, 2012	Mar 29, 2018
COUCH, JEFFREY, ALAN	EXECUTIVE VICE PRESIDENT	Na	yes	01/2013	Feb 29, 2012	Mar 29, 2018
JANA SHOULDERS, AS TRUSTEE OF THE JANA L. SHOULDERS REVOCABLE TRUST	Member	C	yes	01/2007	Jul 1, 2015	Mar 29, 2018
JEFF COUCH, AS TRUSTEE OF THE JEFFREY A. COUCH REVOCABLE TRUST	Member	A	yes	09/2013	Jul 1, 2015	Mar 29, 2018
MARINER HOLDINGS, LLC	MANAGING MEMBER	E	yes	09/2008	Feb 29, 2012	Mar 29, 2018
MARINER WEALTH ADVISORS, LLC	MANAGING MEMBER	D	yes	01/2012	Jul 1, 2015	Mar 29, 2018
SCOTT, KATRINA, DELORES	CHIEF INVESTMENT OFFICER	Na	yes	01/2018	Mar 29, 2018	Mar 29, 2018
SHOULDERS, JANA, LEE	PRESIDENT, CHIEF EXECUTIVE OFFICER	Na	yes	01/2007	Feb 1, 2012	Mar 29, 2018
SHOULDERS, JANA, LEE	Owner	E	yes	01/2005	Feb 1, 2012	Mar 29, 2018
WHEELER, SUZANNE, CHRISTINE	SENIOR VICE PRESIDENT	A	yes	01/2013	Feb 1, 2012	Mar 29, 2018
COOPER III, JAMES, KNIGHT	SENIOR VICE PRESIDENT	A	no	01/2013	Feb 29, 2012	Mar 29, 2018
DORIAN, ANNE, JENELLE	CHIEF COMPLIANCE OFFICER	Na	no	03/2018	Mar 29, 2018	Mar 29, 2018
SANDNES, KAREN, LEIGH	VICE PRESIDENT OF OPERATIONS	Na	no	07/2012	Jun 20, 2013	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER WEALTH ADVISORS, LLC	n/a	Bd affiliated wealth	$125B	Y	yes	n/a
PALMER SQUARE CAPITAL MANAGEMENT LLC	n/a	Asset manager	$26B	N	yes	n/a
RIVERPOINT CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
MARINER RETIREMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.7B	N	yes	n/a
VANTAGE INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
MARINER WEALTH ADVISORS-MANASQUAN, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
ASCENT INVESTMENT PARTNERS, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
MARINER WEALTH ADVISORS-MADISON, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
NUANCE INVESTMENTS, LLC	n/a	Other adviser	$984M	N	yes	n/a
MARINER WEALTH ADVISORS-ST. LOUIS, LLC	n/a	Former SEC adviser	$615M	N	yes	n/a
CONVERGENCE INVESTMENT PARTNERS, LLC	n/a	Mixed wealth	$524M	N	yes	n/a
KUMMER FINANCIAL STRATEGIES, LLC	n/a	Former SEC adviser	$279M	N	yes	n/a
ALEGRIA ENERGY, LLC	n/a	Former SEC adviser	$177M	N	yes	n/a
FLYOVER CAPITAL PARTNERS, LLC	n/a	Asset manager	$148M	N	yes	n/a
MARINER WEALTH ADVISORS-IC, LLC	n/a	No RAUM reported	$0	N	yes	n/a
ENTERPRISE RISK STRATEGIES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER CONSULTING-OKLAHOMA, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER INSTITUTIONAL CONSULTING, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
MARINER INSURANCE RESOURCES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
MONTAGE SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tulsa	Ok	United States	14	yes
OKLAHOMA CITY	Ok	United States	3	no
Amarillo	TX	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$2.4B	$1.3B	28	20	3	n/a	n/a
2016	Mar 29, 2017	$2.2B	$995M	29	21	n/a	n/a	n/a
2015	Mar 29, 2016	$2.2B	$1.1B	26	18	n/a	n/a	n/a
2014	Mar 27, 2015	$2.3B	$1.4B	21	15	n/a	n/a	n/a
2013	Mar 31, 2014	$2.1B	$1.1B	16	6	n/a	n/a	n/a
2012	Mar 26, 2013	$2.0B	$336M	14	6	n/a	n/a	n/a
2011	Feb 1, 2012	$1.4B	$3.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$2.4B	$2.2B	9.0%	$2.3B	1.2%	28	29	3	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	15	Jul 3, 2018	Mar 12, 2018	TULSA, OK	Firm absorbed	RIA to RIA	83.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIRSTPOINT FINANCIAL, LLC	2	Jan 21, 2016	Aug 15, 2014	TULSA, OK	Channel change	Other	15.4%

Relationships

Affiliated with (38)

← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINERRegistered adviserother investment adviser, insurance company, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
→ CONVERGENCE INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NUANCE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ FLYOVER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ ALEGRIA ENERGY, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTHRegistered adviserother investment adviser, common control
factForm ADV
→ KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← SILVERWEST HOTELS LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
and 8 more

Controls (11)

← BICKNELL, MARTIN, CHRISTOPHEROwnerELECTED MANAGER, ownership code F, individual
Feb 29, 2012 to presentfactForm ADV
← SHOULDERS, JANA, LEEOwnerOWNER, ownership code E, individual
Feb 1, 2012 to presentfactForm ADV
← WHEELER, SUZANNE, CHRISTINEOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Feb 1, 2012 to presentfactForm ADV
← SCOTT, KATRINA, DELORESOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← BICKNELL, CHERYLOwnerCHIEF STRATEGY OFFICER / CHIEF OPERATIONS OFFICER, ownership code NA, individual
Feb 29, 2012 to presentfactForm ADV
← COUCH, JEFFREY, ALANOwnerOWNER, ownership code E, individual
Feb 29, 2012 to presentfactForm ADV
← BICKNELL FAMILY HOLDING CO., LLCOwnerMANAGER, ownership code E, domestic entity
Feb 29, 2012 to presentfactForm ADV
← JANA SHOULDERS, AS TRUSTEE OF THE JANA L. SHOULDERS REVOCABLE TRUSTOwnerMEMBER, ownership code C, domestic entity
Jul 1, 2015 to presentfactForm ADV
← JEFF COUCH, AS TRUSTEE OF THE JEFFREY A. COUCH REVOCABLE TRUSTOwnerMEMBER, ownership code A, domestic entity
Jul 1, 2015 to presentfactForm ADV
← MARINER HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 29, 2012 to presentfactForm ADV
← MARINER WEALTH ADVISORS, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Jul 1, 2015 to presentfactForm ADV

Owns (3)

← COOPER III, JAMES, KNIGHTOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Feb 29, 2012 to presentfactForm ADV
← SANDNES, KAREN, LEIGHOwnerVICE PRESIDENT OF OPERATIONS, ownership code NA, individual
Jun 20, 2013 to presentfactForm ADV
← DORIAN, ANNE, JENELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV

Registered with (24)

← JANA LEE SHOULDERSAdvisorregistration: previous registration
Jul 9, 1996 to Jul 3, 2018factForm ADV
← SUZANNE CHRISTINE WHEELERAdvisorregistration: previous registration
Jan 1, 2000 to Jul 3, 2018factForm ADV
← LINDSEY HART MCCOOLAdvisorregistration: previous registration
Jun 24, 2014 to Jul 3, 2018factForm ADV
← JAMES KNIGHT COOPER IIIAdvisorregistration: previous registration
Feb 8, 2005 to Jul 3, 2018factForm ADV
← VALERIE ELIZABETH ESCOBARAdvisorregistration: previous registration
Jul 31, 2014 to Jul 3, 2018factForm ADV
← RYAN JOHN GRAVESAdvisorregistration: previous registration
Oct 22, 2013 to Jul 3, 2018factForm ADV
← JEFFREY ALAN COUCHAdvisorregistration: previous registration
Jun 2, 2006 to Jul 3, 2018factForm ADV
← BRADLEY DUANE ROLLINSAdvisorregistration: previous registration
Aug 13, 2008 to Jul 3, 2018factForm ADV
← JULIE B SMITHAdvisorregistration: previous registration
Apr 18, 2014 to Jul 3, 2018factForm ADV
← ADAM JACOB LODGEAdvisorregistration: previous registration
Mar 18, 2011 to Jul 3, 2018factForm ADV
← NATALIE LAMB HAGGARDAdvisorregistration: previous registration
Sep 19, 2011 to Jul 3, 2018factForm ADV
← MICHELLE DURAND FRERES THEBEAUAdvisorregistration: previous registration
Mar 2, 2016 to Jul 3, 2018factForm ADV
← MICHAEL KENNETH MCANDREWSAdvisorregistration: previous registration
Jun 19, 2013 to Jul 3, 2018factForm ADV
← Joseph William HendrixAdvisorregistration: previous registration
Apr 20, 2015 to Jul 3, 2018factForm ADV
← BRODIE ANDREW HINKLEAdvisorregistration: previous registration
Aug 3, 2017 to Jul 3, 2018factForm ADV
← RaLayna D KennedyAdvisorregistration: previous registration
Jan 24, 2017 to Jul 3, 2018factForm ADV
← AMY JENETH GORDONAdvisorregistration: previous registration
Nov 3, 2017 to Jul 3, 2018factForm ADV
← Leigh Alexandra HigginsAdvisorregistration: previous registration
Feb 20, 2018 to Jul 3, 2018factForm ADV
← JULIE LYNN SKYEAdvisorregistration: previous registration
Aug 15, 2014 to Dec 6, 2017factForm ADV
← Zack T. SkinnerAdvisorregistration: previous registration
Sep 14, 2016 to Jul 7, 2017factForm ADV
← AARON NIELSENAdvisorregistration: previous registration
Nov 15, 2016 to May 11, 2017factForm ADV
← PHILIP DONALD MOCKAdvisorregistration: previous registration
May 21, 2013 to Aug 4, 2016factForm ADV
← MATTHEW CURTIS LITZLERAdvisorregistration: previous registration
Feb 20, 2009 to Jul 26, 2012factForm ADV
← CAMERON JAY TURNERAdvisorregistration: previous registration
Apr 25, 2000 to Jul 9, 2004factForm ADV

Moved with (2)

→ MARINERRegistered adviser15 advisors, firm absorbed, same day
Jul 3, 2018 to Mar 12, 2018factForm ADV
← FIRSTPOINT FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Jan 21, 2016 to Aug 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e2e68f7-c443-b7c6-5668-653f47763c01
First observed: Feb 1, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARINER WEALTH ADVISORS

MARINER WEALTH ADVISORS-OKLAHOMA, LLC, CRD 107355

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e2e68f7-c443-b7c6-5668-653f47763c01

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BICKNELL FAMILY HOLDING CO., LLC

Manager

yes

04/2008

Feb 29, 2012

Mar 29, 2018

BICKNELL, CHERYL

CHIEF STRATEGY OFFICER / CHIEF OPERATIONS OFFICER

yes

09/2013

Feb 29, 2012

Mar 29, 2018

BICKNELL, MARTIN, CHRISTOPHER

ELECTED MANAGER

yes

07/2007

Feb 29, 2012

Mar 29, 2018

COUCH, JEFFREY, ALAN

Owner

yes

09/2013

Feb 29, 2012

Mar 29, 2018

COUCH, JEFFREY, ALAN

EXECUTIVE VICE PRESIDENT

yes

01/2013

Feb 29, 2012

Mar 29, 2018

JANA SHOULDERS, AS TRUSTEE OF THE JANA L. SHOULDERS REVOCABLE TRUST

Member

yes

01/2007

Jul 1, 2015

Mar 29, 2018

JEFF COUCH, AS TRUSTEE OF THE JEFFREY A. COUCH REVOCABLE TRUST

Member

yes

09/2013

Jul 1, 2015

Mar 29, 2018

MARINER HOLDINGS, LLC

MANAGING MEMBER

yes

09/2008

Feb 29, 2012

Mar 29, 2018

MARINER WEALTH ADVISORS, LLC

MANAGING MEMBER

yes

01/2012

Jul 1, 2015

Mar 29, 2018

SCOTT, KATRINA, DELORES

CHIEF INVESTMENT OFFICER

yes

01/2018

Mar 29, 2018

SHOULDERS, JANA, LEE

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

01/2007

Feb 1, 2012

Mar 29, 2018

SHOULDERS, JANA, LEE

Owner

yes

01/2005

Feb 1, 2012

Mar 29, 2018

WHEELER, SUZANNE, CHRISTINE

SENIOR VICE PRESIDENT

yes

01/2013

Feb 1, 2012

Mar 29, 2018

COOPER III, JAMES, KNIGHT

SENIOR VICE PRESIDENT

01/2013

Feb 29, 2012

Mar 29, 2018

DORIAN, ANNE, JENELLE

CHIEF COMPLIANCE OFFICER

03/2018

Mar 29, 2018

SANDNES, KAREN, LEIGH

VICE PRESIDENT OF OPERATIONS

07/2012

Jun 20, 2013

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARINER WEALTH ADVISORS, LLC

n/a

Bd affiliated wealth

$125B

yes

n/a

PALMER SQUARE CAPITAL MANAGEMENT LLC

n/a

Asset manager

$26B

yes

n/a

RIVERPOINT CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

MARINER RETIREMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.7B

yes

n/a

VANTAGE INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

MARINER WEALTH ADVISORS-MANASQUAN, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

ASCENT INVESTMENT PARTNERS, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

MARINER WEALTH ADVISORS-MADISON, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

NUANCE INVESTMENTS, LLC

n/a

Other adviser

$984M

yes

n/a

MARINER WEALTH ADVISORS-ST. LOUIS, LLC

n/a

Former SEC adviser

$615M

yes

n/a

CONVERGENCE INVESTMENT PARTNERS, LLC

n/a

Mixed wealth

$524M

yes

n/a

KUMMER FINANCIAL STRATEGIES, LLC

n/a

Former SEC adviser

$279M

yes

n/a

ALEGRIA ENERGY, LLC

n/a

Former SEC adviser

$177M

yes

n/a

FLYOVER CAPITAL PARTNERS, LLC

n/a

Asset manager

$148M

yes

n/a

MARINER WEALTH ADVISORS-IC, LLC

n/a

No RAUM reported

yes

n/a

ENTERPRISE RISK STRATEGIES, LLC

n/a

yes

n/a

MARINER CONSULTING-OKLAHOMA, LLC

n/a

yes

n/a

MARINER INSTITUTIONAL CONSULTING, LLC

n/a

Former SEC adviser

n/a

yes

n/a

MARINER INSURANCE RESOURCES, LLC

n/a

yes

n/a

MARINER TRUST COMPANY, LLC

n/a

yes

n/a

MONTAGE SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Tulsa

United States

yes

OKLAHOMA CITY

United States

Amarillo

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$2.4B

$1.3B

n/a

2016

Mar 29, 2017

$2.2B

$995M

n/a

2015

Mar 29, 2016

$2.2B

$1.1B

n/a

2014

Mar 27, 2015

$2.3B

$1.4B

n/a

2013

Mar 31, 2014

$2.1B

$1.1B

n/a

2012

Mar 26, 2013

$2.0B

$336M

n/a

2011

Feb 1, 2012

$1.4B

$3.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$2.4B

$2.2B

9.0%

$2.3B

1.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Jul 3, 2018

Mar 12, 2018

TULSA, OK

Firm absorbed

RIA to RIA

83.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIRSTPOINT FINANCIAL, LLC

Jan 21, 2016

Aug 15, 2014

TULSA, OK

Channel change

Other

15.4%