DFX Intelligence

T•••••• J••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner42 years in industry

T•••••• J••• C•••••••

Advisor at C••• W••••• C••••••••• L••

WINTER GARDEN, FL | Winter Garden, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• W••••• C••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• W••••• C••••••••• L••	State registered	Sep 10, 2012	n/a	yes	Winter Garden, FL\|WINTER GARDEN, FL\|Winter Garden, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 17, 2009	Aug 2, 2012	no	MINNEAPOLIS, MN\|KANSAS CITY, MO\|Edina, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C••• W••••• C••••••••• L••	Aug 2, 2012	Sep 10, 2012	39	Firm change	Ibd to state RIA
A••••••••• A•••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Oct 5, 2009	Apr 17, 2009

Relationships

Registered with (4)

→ C••• W••••• C••••••••• L••Registered adviserregistration: current employment
Sep 10, 2012 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2009 to Aug 2, 2012factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2003 to Oct 5, 2009factForm ADV
→ C•••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 13, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.