DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••••• P••••••• G••••• I•••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• P••••••• G••••• I••• | Independent wealth | Sep 29, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Sep 19, 2017 | no | OVERLAND PARK, KS|Overland Park, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | F•••••••• P••••••• G••••• I••• | Sep 19, 2017 | Sep 29, 2017 | 10 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:288644:KS:2017-09-19 | Sep 19, 2017 | Sep 29, 2017 | OVERLAND PARK, KS | Firm change |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Apr 1, 2015 | Mar 25, 2017 | no | CHESTERFIELD, MO|SPRINGFIELD, MA|OVERLAND PARK, KS|SCHAUMBURG, IL|OVERLAND PARK, KS|ST. LOUIS, MO|OVERLAND PARK, KS | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Sep 16, 1997 | Apr 7, 2008 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | M•• F•••••••• S•••••••• I••• | Apr 7, 2008 | Apr 1, 2015 | 2,550 | Firm change after gap | Other |