DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Stanford Saper
Feed of 09/14/2026
At current firm
8 y
since Sep 29, 2017
In the industry
35 y
since Aug 14, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Financial Partners Group, Inc. independent RIA currentsince Sep 29, 2017 · Overland Park, Ks
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Sep 19, 2017 · Overland Park, Ks
- Msi Financial Services, Inc. formerApr 1, 2015 to Mar 25, 2017 · Chesterfield, Mo
- New England Securities Corporation formerSep 16, 1997 to Apr 7, 2008 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Financial Partners Group, Inc.left Sep 19, 2017, registered Sep 29, 2017 (10 days) · Other · moved with a team
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Apr 7, 2008, registered Apr 1, 2015 (2550 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address