DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FACET
WEST PALM BEACH, FL | Parker, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Facet | Independent wealth | Aug 18, 2026 | n/a | yes | WEST PALM BEACH, FL|Parker, CO | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jan 3, 2012 | Apr 10, 2022 | no | ENGLEWOOD, CO|LONE TREE, CO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 3, 2007 | Dec 31, 2011 | no | ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO|Lone Tree, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | Facet | Apr 10, 2022 | Aug 18, 2026 | 1,591 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Dec 31, 2011 | Jan 3, 2012 | 3 | Bulk transfer | Other |