DFX Intelligence

B••••••• A•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

B••••••• A•••• K••••••

Advisor at O••••••• A•••• M••••••••• I••

LISLE, IL

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Search this name across graphsid dfx:ria:a232b742-a5af-5750-bfdb-0e78922a938b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A•••• M••••••••• I••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A•••• M••••••••• I••	Asset manager	Oct 4, 2024	n/a	yes	LISLE, IL	Current employment
N••••• A•••• M••••••••• L••	Mixed wealth	Jun 13, 2011	Sep 17, 2024	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• A•••• M••••••••• L••	O••••••• A•••• M••••••••• I••	Sep 17, 2024	Oct 4, 2024	17	Firm change	Other
M••••• S••••••	N••••• A•••• M••••••••• L••	Jun 3, 2011	Jun 13, 2011

Relationships

Registered with (4)

→ O••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Oct 4, 2024 to presentfactForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 13, 2011 to Sep 17, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 3, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Sep 17, 2024
Advisor changed firm
B••••••• A•••• K•••••• left N••••• A•••• M••••••••• L•• for O••••••• A•••• M••••••••• I•• (registered 2024-10-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a232b742-a5af-5750-bfdb-0e78922a938b
First observed: Nov 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.