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CRD 105471
LISLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES WALTER OBERWEIS | n/a | LISLE, IL | 28 | 30 | n/a | yes |
| DAVID ISIDARUS COVAS | Certified Financial Planner | LISLE, IL | 24 | 29 | n/a | yes |
| SCOTT VALEY BRASER | n/a | LISLE, IL | 9 | 18 | n/a | yes |
| JOHN CAROL TYRPIN | n/a | LISLE, IL | 9 | 31 | 1 | yes |
| BRETT ALLEN PIERSON | n/a | LISLE, IL | 5 | 14 | 2 | yes |
| Thomas Russell Labelle | n/a | LISLE, IL | 4 | 11 | n/a | yes |
| BENJAMIN AARON KRIMMEL | n/a | LISLE, IL | 1 | 22 | 3 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| OBERWEIS INTERNATIONAL SELECT FUND, LLC | Other Private Fund | $36.8M | Oct 18, 2024 | 17 | Mar 31, 2021 | reported | 021-378087 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| OBERWEIS, JAMES, WALTER | CHAIRMAN, PRESIDENT, SHAREHOLDER AND DIRECTOR | D | yes | 11/1994 | Mar 30, 2012 | Oct 18, 2024 |
| HANNEMANN, ERIC, VICARY | CHIEF FINANCIAL OFFICER, TREASURER | Na | no | 09/2022 | Oct 31, 2022 | Oct 18, 2024 |
| JOYCE, THOMAS, PATRICK | CHIEF COMPLIANCE OFFICER, SECRETARY | Na | no | 09/2022 | Oct 31, 2022 | Oct 18, 2024 |
| OBERWEIS, JAMES, DONALD | Shareholder | B | no | 09/1994 | Mar 30, 2012 | Oct 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITED | n/a | Asset manager | $51.8M | Y | no | n/a |
| OBERWEIS ASSET MANAGEMENT UK LIMITED | n/a | n/a | n/a | Y | no | n/a |
| OBERWEIS SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $5.1B | $5.1B | 31 | 17 | 0 | 1 | n/a |
| 2024 | Mar 31, 2025 | $3.9B | $3.9B | 30 | 16 | 0 | 1 | n/a |
| 2023 | Mar 28, 2024 | $3.0B | $3.0B | 32 | 16 | 0 | 1 | $36.8M |
| 2022 | Mar 31, 2023 | $2.6B | $2.6B | 32 | 16 | 0 | 1 | $59.0M |
| 2021 | Mar 31, 2022 | $3.8B | $3.8B | 31 | 14 | 0 | 1 | $121M |
| 2020 | Mar 31, 2021 | $3.8B | $3.8B | 29 | 13 | 1 | 1 | $37.4M |
| 2019 | Mar 30, 2020 | $3.1B | $3.1B | 35 | 19 | 2 | n/a | n/a |
| 2018 | Mar 29, 2019 | $2.8B | $2.8B | 35 | 19 | 2 | n/a | n/a |
| 2017 | Mar 29, 2018 | $4.0B | $4.0B | 31 | 16 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $2.8B | $2.8B | 25 | 13 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.5B | $2.5B | 26 | 14 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $1.5B | $1.5B | 25 | 14 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $1.1B | $1.1B | 24 | 13 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $706M | $706M | 23 | 10 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $586M | $586M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.1B | $3.9B | 28.3% | $2.6B | 24.8% | 31 | 30 | 0 | 0 |