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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

ICAPITAL FUND ADVISORS LLC

CRD 330352

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2339511-396f-1717-eaa3-2d3ec036a023

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Nov 27, 2024 to Jun 30, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=56.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 165
Advisory employees: 27
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
SEC number: 801-131729
CRD: 330352
Filings on the tape: 5
First filed: Nov 27, 2024
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, DE
Website: icapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ICAPITAL INC	Owner	E	yes	08/2022	Nov 27, 2024	Nov 27, 2024
INSTITUTIONAL CAPITALNETWORK INC.	MANAGING MEMBER	E	yes	02/2024	Nov 27, 2024	Nov 27, 2024
JACOBS, STEPHEN, CRAIG	GENERAL COUNSEL	Na	yes	05/2024	Nov 27, 2024	Nov 27, 2024
SCHOLNICK, BRETT, EVAN	CHIEF FINANCIAL OFFICER	Na	yes	05/2024	Nov 27, 2024	Nov 27, 2024
THOME, CHRISTOPHER, WESLEY	CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT	Na	yes	05/2024	Nov 27, 2024	Nov 27, 2024
VERONIS, NICHOLAS, O' MALLEY	CHIEF EXECUTIVE OFFICER	Na	yes	08/2024	Nov 27, 2024	Nov 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 41

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ICAPITAL ADVISORS, LLC	n/a	Asset manager	$150B	N	yes	n/a
ALPHAKEYS FUND ADVISOR, L.L.C.	n/a	Former SEC adviser	$7.0B	N	yes	n/a
ICAPITAL REGISTERED FUND ADVISER LLC	n/a	Asset manager	$1.2B	N	yes	n/a
OUTCOME DRIVEN STRATEGIES, LLC	n/a	Asset manager	$360M	N	yes	n/a
IDIRECT PRIVATE CREDIT ADVISORS LLC	n/a	Asset manager	$291M	N	yes	n/a
ALAIA CAPITAL, LLC	n/a	No RAUM reported	$0	N	yes	n/a
ALPHAKEYS STRATEGIES, L.L.C.	n/a	n/a	n/a	N	yes	n/a
DIVERSIFYING STRATEGIES ACCESS GP INC.	n/a	n/a	n/a	N	yes	n/a
GLENDOWER ACCESS SECONDARY OPPS GP LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL - ARDIAN GP SARL	n/a	n/a	n/a	N	yes	n/a
ICAPITAL - PARTNERS CAPITAL GP SARL	n/a	n/a	n/a	N	yes	n/a
ICAPITAL AI GP LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL AI MANAGER LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL ALTERNATIVE INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL ANNUITIES AND INSURANCE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL DIRECT GP LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL HF GP, LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL HONG KONG LTD.	n/a	n/a	n/a	N	yes	n/a
ICAPITAL II GP LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL LUXEMBOURG STRATEGIES GP, SARL	n/a	n/a	n/a	N	yes	n/a
ICAPITAL MARKETS LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL MLP FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL NETWORK CANADA GP LTD.	n/a	n/a	n/a	N	yes	n/a
ICAPITAL NETWORK CANADA LTD.	n/a	n/a	n/a	N	yes	n/a
ICAPITAL NETWORK TECHNOLOGY SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL PE GP, LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL PRIVATE EQUITY OFFSHORE LTD.	n/a	n/a	n/a	N	yes	n/a
ICAPITAL SG PTE LTD	n/a	n/a	n/a	N	yes	n/a
ICAPITAL STRATEGIES II LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL STRATEGIES LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL STRATEGIES MANAGER LLC	n/a	n/a	n/a	N	yes	n/a
ICAPITAL-ROYALTY I GP, LLC	n/a	n/a	n/a	N	yes	n/a
ICN OAK MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
ICN/SOFI MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
INSTITUTIONAL CN (EUROPE) - EMPRESA DE INVESTIMENTO, S. A	n/a	n/a	n/a	N	yes	n/a
PQ SPECIAL PURPOSE VR 2019 GP INC.	n/a	n/a	n/a	N	yes	n/a
PQ SPECIAL PURPOSE VR 2022 GP INC.	n/a	n/a	n/a	N	yes	n/a
PRIVATE CREDIT ACCESS GP INC.	n/a	n/a	n/a	N	yes	n/a
PRIVATE EQUITY ACCESS GP INC.	n/a	n/a	n/a	N	yes	n/a
REAL ASSETS ACCESS GP INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$1.1B	$1.1B	165	27	1	n/a	n/a
2024	Mar 20, 2025	$99.1M	$99.1M	118	13	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$99.1M	1043.1%	n/a	n/a	165	118	1	1

Relationships

Affiliated with (6)

→ UBS FUND ADVISOR, L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ICAPITAL ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALAIA CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ICAPITAL REGISTERED FUND ADVISER LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ OUTCOME DRIVEN STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ IDIRECT PRIVATE CREDIT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← VERONIS, NICHOLAS, O' MALLEYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← SCHOLNICK, BRETT, EVANOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← THOME, CHRISTOPHER, WESLEYOwnerCHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT, ownership code NA, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← JACOBS, STEPHEN, CRAIGOwnerGENERAL COUNSEL, ownership code NA, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← ICAPITAL INCOwnerOWNER, ownership code E, domestic entity
Nov 27, 2024 to Nov 27, 2024factForm ADV
← INSTITUTIONAL CAPITALNETWORK INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 27, 2024 to Nov 27, 2024factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Icapital Fund Advisors Llc reported RAUM $1.1B, up 1043% from $99.1M (2025-03-20 to 2026-03-26)
Form ADVobserved 4 days ago
$1.0B
Occurred
Nov 27, 2024
First Form ADV filing
Icapital Fund Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2339511-396f-1717-eaa3-2d3ec036a023
First observed: Nov 27, 2024
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ICAPITAL FUND ADVISORS LLC

CRD 330352

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2339511-396f-1717-eaa3-2d3ec036a023

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ICAPITAL INC

Owner

yes

08/2022

Nov 27, 2024

INSTITUTIONAL CAPITALNETWORK INC.

MANAGING MEMBER

yes

02/2024

Nov 27, 2024

JACOBS, STEPHEN, CRAIG

GENERAL COUNSEL

yes

05/2024

Nov 27, 2024

SCHOLNICK, BRETT, EVAN

CHIEF FINANCIAL OFFICER

yes

05/2024

Nov 27, 2024

THOME, CHRISTOPHER, WESLEY

CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT

yes

05/2024

Nov 27, 2024

VERONIS, NICHOLAS, O' MALLEY

CHIEF EXECUTIVE OFFICER

yes

08/2024

Nov 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ICAPITAL ADVISORS, LLC

n/a

Asset manager

$150B

yes

n/a

ALPHAKEYS FUND ADVISOR, L.L.C.

n/a

Former SEC adviser

$7.0B

yes

n/a

ICAPITAL REGISTERED FUND ADVISER LLC

n/a

Asset manager

$1.2B

yes

n/a

OUTCOME DRIVEN STRATEGIES, LLC

n/a

Asset manager

$360M

yes

n/a

IDIRECT PRIVATE CREDIT ADVISORS LLC

n/a

Asset manager

$291M

yes

n/a

ALAIA CAPITAL, LLC

n/a

No RAUM reported

yes

n/a

ALPHAKEYS STRATEGIES, L.L.C.

n/a

yes

n/a

DIVERSIFYING STRATEGIES ACCESS GP INC.

n/a

yes

n/a

GLENDOWER ACCESS SECONDARY OPPS GP LLC

n/a

yes

n/a

ICAPITAL - ARDIAN GP SARL

n/a

yes

n/a

ICAPITAL - PARTNERS CAPITAL GP SARL

n/a

yes

n/a

ICAPITAL AI GP LLC

n/a

yes

n/a

ICAPITAL AI MANAGER LLC

n/a

yes

n/a

ICAPITAL ALTERNATIVE INVESTMENTS LLC

n/a

yes

n/a

ICAPITAL ANNUITIES AND INSURANCE SERVICES LLC

n/a

yes

n/a

ICAPITAL DIRECT GP LLC

n/a

yes

n/a

ICAPITAL HF GP, LLC

n/a

yes

n/a

ICAPITAL HONG KONG LTD.

n/a

yes

n/a

ICAPITAL II GP LLC

n/a

yes

n/a

ICAPITAL LUXEMBOURG STRATEGIES GP, SARL

n/a

yes

n/a

ICAPITAL MARKETS LLC

n/a

yes

n/a

ICAPITAL MLP FUND GP, LLC

n/a

yes

n/a

ICAPITAL NETWORK CANADA GP LTD.

n/a

yes

n/a

ICAPITAL NETWORK CANADA LTD.

n/a

yes

n/a

ICAPITAL NETWORK TECHNOLOGY SOLUTIONS, LLC

n/a

yes

n/a

ICAPITAL PE GP, LLC

n/a

yes

n/a

ICAPITAL PRIVATE EQUITY OFFSHORE LTD.

n/a

yes

n/a

ICAPITAL SG PTE LTD

n/a

yes

n/a

ICAPITAL STRATEGIES II LLC

n/a

yes

n/a

ICAPITAL STRATEGIES LLC

n/a

yes

n/a

ICAPITAL STRATEGIES MANAGER LLC

n/a

yes

n/a

ICAPITAL-ROYALTY I GP, LLC

n/a

yes

n/a

ICN OAK MANAGEMENT LLC

n/a

yes

n/a

ICN/SOFI MANAGEMENT LLC

n/a

yes

n/a

INSTITUTIONAL CN (EUROPE) - EMPRESA DE INVESTIMENTO, S. A

n/a

yes

n/a

PQ SPECIAL PURPOSE VR 2019 GP INC.

n/a

yes

n/a

PQ SPECIAL PURPOSE VR 2022 GP INC.

n/a

yes

n/a

PRIVATE CREDIT ACCESS GP INC.

n/a

yes

n/a

PRIVATE EQUITY ACCESS GP INC.

n/a

yes

n/a

REAL ASSETS ACCESS GP INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Greenwich

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$1.1B

165

n/a

2024

Mar 20, 2025

$99.1M

118

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$99.1M

1043.1%

n/a

165

118