DFX Intelligence

T••••• K• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

T••••• K• T•••••

Advisor at N•••••••• F•••••••• A••••••• L••

VIENNA, VA | HERNDON, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 20, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• F•••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• F•••••••• A••••••• L••	Independent wealth	Aug 20, 2013	n/a	yes	VIENNA, VA\|HERNDON, VA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Aug 13, 2004	Jul 17, 2008	no	ALEXANDRIA, VA\|ALEXANDRIA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	N•••••••• F•••••••• A••••••• L••	Jul 17, 2008	Aug 20, 2013	1,860	Firm change after gap	Other
O•••• F•• I•••	C••••• A•••••• N••••••• L••	Nov 3, 2003	Aug 13, 2004

Relationships

Registered with (3)

→ N•••••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Aug 20, 2013 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 13, 2004 to Jul 17, 2008factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 20, 1997 to Nov 3, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 20, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.