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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

NORTHWEST FINANCIAL ADVISORS LLC

CRD 166769

HERNDON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aaca290f-073e-213d-4c53-7ef284a85d75

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 19
On other graphs: 0
Observed: Apr 19, 2013 to Mar 30, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=20.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 21
RAUM per advisor: $59.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 37
Advisory employees: 31
Offices: 11Schedule D 1.F, beyond the principal office
Accounts: 2,756
Individual clients: 1,582
High net worth clients: 326
Custody, client assets: $29.9M
SEC number: 801-77994
CRD: 166769
Filings on the tape: 30
First filed: Apr 19, 2013
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, VA
Website: rtholden.nwfllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS K. TURNER	Certified Financial Planner	VIENNA, VA \| HERNDON, VA	13	34	2	yes
GREGORY EMMETT GRINNELL	n/a	HERNDON, VA \| LEESBURG, VA	13	19	n/a	yes
KEVIN DUANE FISHER	n/a	HERNDON, VA	12	28	1	yes
JONATHAN KEITH ADAMS	Chartered Financial Consultant	HERNDON, VA	12	33	1	yes
JERRY EDWARD GUIDO	Certified Financial Planner	HERNDON, VA	10	18	4	yes
NICOLE EVETTE DAVIS	n/a	HERNDON, VA	10	11	n/a	yes
RICHARD TODD HOLDEN	n/a	HERNDON, VA	9	28	3	yes
KIMBERLY JOAN LAMPROPOULOS	n/a	HERNDON, VA	7	10	n/a	yes
DEATRICE JOHNSON	n/a	HERNDON, VA	5	17	n/a	yes
Nikyla Nikki Young	Certified Financial Planner	HERNDON, VA	5	10	n/a	yes
NEETU KOHLI	n/a	HERNDON, VA	5	18	3	yes
JOSEPH CARL WILSON	n/a	HERNDON, VA	3	10	1	yes
NAKIA D BROWN	n/a	HERNDON, VA	3	12	1	yes
Nicholas David Tupaj	Certified Financial Planner	HERNDON, VA	1	10	n/a	yes
Janna Vloet	n/a	HERNDON, VA	1	12	1	yes
JOZSEF NANDOR SZADVARI III	n/a	HERNDON, VA	1	18	5	yes
JIASHUO QIN	Certified Financial Planner	HERNDON, VA	1	10	4	yes
Barry Steven Bass	Certified Financial Planner\|Chartered Financial Consultant	HERNDON, VA	0	21	2	yes
Nathan Russell Levin	n/a	HERNDON, VA	0	13	n/a	yes
DENISE SHARNELL PROCTOR	Certified Financial Planner	HERNDON, VA	0	19	1	yes
KELLY MARIE DEMERS	n/a	HERNDON, VA	0	10	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, NICOLE, EVETTE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 30, 2026	Mar 30, 2026
NW CAPITAL MANAGEMENT LLC	Member	E	yes	02/2013	Mar 30, 2026	Mar 30, 2026
BENEDICT, KAREN, ANN	SENIOR VICE PRESIDENT	Na	yes	02/2014	Apr 19, 2013	Mar 12, 2024
FISHER, KEVIN, DUANE	CEO/EXECUTIVE REP	Na	yes	02/2013	Apr 19, 2013	Mar 12, 2024
NORTHWEST FEDERAL CREDIT UNION	Member	E	yes	10/2006	Apr 19, 2013	Mar 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHWEST FEDERAL CREDIT UNION	n/a	n/a	n/a	Y	no	n/a
NORTHWEST FINANCIAL GROUP LLC	n/a	n/a	n/a	N	yes	n/a
NW INSURANCE AGENCY LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Arlington	Va	United States	2	yes
Rockville	Md	United States	1	yes
Ashburn	Va	United States	1	yes
Chantilly	Va	United States	1	yes
Gainesville	Va	United States	1	yes
Leesburg	Va	United States	1	yes
Manassas	Va	United States	1	yes
Mclean	Va	United States	1	yes
Middleburg	Va	United States	1	yes
Sterling	Va	United States	1	yes
Vienna	Va	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.2B	$1.2B	37	31	11	n/a	n/a
2024	Mar 19, 2025	$1.9B	$1.9B	41	35	11	n/a	n/a
2023	Mar 12, 2024	$1.7B	$1.7B	37	33	11	n/a	n/a
2022	Mar 27, 2023	$1.4B	$1.4B	33	27	10	n/a	n/a
2021	Mar 22, 2022	$1.7B	$1.7B	33	27	10	n/a	n/a
2020	Mar 22, 2021	$1.4B	$1.4B	31	25	10	n/a	n/a
2019	Mar 2, 2020	$1.3B	$1.3B	31	30	9	n/a	n/a
2018	Mar 22, 2019	$984M	$983M	15	11	7	n/a	n/a
2017	Mar 12, 2018	$1.0B	$1.0B	16	16	6	n/a	n/a
2016	Jan 26, 2017	$834M	$834M	26	17	n/a	n/a	n/a
2015	Mar 30, 2016	$758M	$758M	23	15	n/a	n/a	n/a
2014	Mar 31, 2015	$785M	$785M	20	11	n/a	n/a	n/a
2013	Mar 25, 2014	$650M	$650M	16	9	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	2	1	9.5%	1	0	0	9	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.9B	-35.4%	$1.4B	-4.0%	37	41	11	11

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RBC CAPITAL MARKETS, LLC	2	Oct 7, 2025	Oct 3, 2025	HERNDON, VA	Team lift out	RIA to ibd	10.5%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	4	May 9, 2025	Aug 5, 2025	HERNDON, VA	Team lift out	RIA to ibd	16.7%

Relationships

Registered with (35)

← KELLY MARIE DEMERSAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← DENISE SHARNELL PROCTORAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← Nathan Russell LevinAdvisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← Barry Steven BassAdvisorregistration: current employment
Nov 26, 2025 to presentfactForm ADV
← JIASHUO QINAdvisorregistration: current employment
Aug 8, 2025 to presentfactForm ADV
← JOZSEF NANDOR SZADVARI IIIAdvisorregistration: current employment
Aug 7, 2025 to presentfactForm ADV
← Janna VloetAdvisorregistration: current employment
May 28, 2025 to presentfactForm ADV
← Nicholas David TupajAdvisorregistration: current employment
Jan 24, 2025 to presentfactForm ADV
← NAKIA D BROWNAdvisorregistration: current employment
Feb 13, 2023 to presentfactForm ADV
← JOSEPH CARL WILSONAdvisorregistration: current employment
Feb 10, 2023 to presentfactForm ADV
← NEETU KOHLIAdvisorregistration: current employment
Jun 17, 2021 to presentfactForm ADV
← Nikyla Nikki YoungAdvisorregistration: current employment
Nov 30, 2020 to presentfactForm ADV
← DEATRICE JOHNSONAdvisorregistration: current employment
Oct 30, 2020 to presentfactForm ADV
← KIMBERLY JOAN LAMPROPOULOSAdvisorregistration: current employment
Apr 18, 2019 to presentfactForm ADV
← RICHARD TODD HOLDENAdvisorregistration: current employment
Sep 23, 2016 to presentfactForm ADV
← NICOLE EVETTE DAVISAdvisorregistration: current employment
Jun 22, 2016 to presentfactForm ADV
← JERRY EDWARD GUIDOAdvisorregistration: current employment
Oct 7, 2015 to presentfactForm ADV
← JONATHAN KEITH ADAMSAdvisorregistration: current employment
Apr 28, 2014 to presentfactForm ADV
← KEVIN DUANE FISHERAdvisorregistration: current employment
Nov 26, 2013 to presentfactForm ADV
← THOMAS K. TURNERAdvisorregistration: current employment
Aug 20, 2013 to presentfactForm ADV
← GREGORY EMMETT GRINNELLAdvisorregistration: current employment
Aug 20, 2013 to presentfactForm ADV
← JAMES T. CHRISTYAdvisorregistration: previous registration
Sep 18, 2013 to Oct 7, 2025factForm ADV
← JENNIFER BottomleyAdvisorregistration: previous registration
Sep 23, 2019 to Oct 7, 2025factForm ADV
← SCOTT THOMAS AUNEAdvisorregistration: previous registration
Sep 11, 2015 to Jul 30, 2025factForm ADV
← Jodi Danielle Van VoorhisAdvisorregistration: previous registration
Dec 3, 2020 to Jun 25, 2025factForm ADV
← SHREEVA AYLORAdvisorregistration: previous registration
Nov 2, 2023 to Jun 10, 2025factForm ADV
← Brian Lee CooperAdvisorregistration: previous registration
Feb 5, 2014 to May 14, 2025factForm ADV
← Garrett Timothy BoydAdvisorregistration: previous registration
Sep 20, 2022 to May 14, 2025factForm ADV
← Julie Anne GleasonAdvisorregistration: previous registration
Feb 1, 2024 to May 13, 2025factForm ADV
← Glen Matthew CesariAdvisorregistration: previous registration
Sep 18, 2013 to May 9, 2025factForm ADV
and 5 more

Moved with (2)

→ RBC CAPITAL MARKETS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 7, 2025 to Oct 3, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser4 advisors, team lift out
May 9, 2025 to Aug 5, 2025factForm ADV

Controls (5)

← FISHER, KEVIN, DUANEOwnerCEO/EXECUTIVE REP, ownership code NA, individual
Apr 19, 2013 to Mar 12, 2024factForm ADV
← DAVIS, NICOLE, EVETTEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2016 to Mar 12, 2024factForm ADV
← BENEDICT, KAREN, ANNOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Apr 19, 2013 to Mar 12, 2024factForm ADV
← NORTHWEST FEDERAL CREDIT UNIONOwnerMEMBER, ownership code E, domestic entity
Apr 19, 2013 to Mar 12, 2024factForm ADV
← NW CAPITAL MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
Apr 19, 2013 to Mar 12, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Northwest Financial Advisors Llc reported RAUM $1.2B, down 35% from $1.9B (2025-03-19 to 2026-03-30)
Form ADVobserved 5 days ago
$-681M
Occurred
Oct 7, 2025
Team lift-out
2 advisors left Northwest Financial Advisors LLC (Herndon, VA) for RBC Capital Markets, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 7, 2025
Advisor changed firm
James T. Christy left Northwest Financial Advisors Llc for Rbc Capital Markets, Llc (registered 2025-10-02)
Form ADVobserved 5 days ago
Occurred
Oct 7, 2025
Advisor changed firm
Jennifer Bottomley left Northwest Financial Advisors Llc for Rbc Capital Markets, Llc (registered 2025-10-03)
Form ADVobserved 5 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Scott Thomas Aune left Northwest Financial Advisors Llc for Raymond James Financial Services Advisors, Inc (registered 2026-07-27)
Form ADVobserved 5 days ago
Occurred
Jun 25, 2025
Advisor changed firm
Jodi Danielle Van Voorhis left Northwest Financial Advisors Llc for Equitable Advisors, Llc (registered 2025-09-25)
Form ADVobserved 5 days ago
Occurred
Jun 10, 2025
Advisor changed firm
Shreeva Aylor left Northwest Financial Advisors Llc for Navy Federal Investment Services, Llc (registered 2025-06-09)
Form ADVobserved 5 days ago
Occurred
May 14, 2025
Advisor changed firm
Brian Lee Cooper left Northwest Financial Advisors Llc for Raymond James Financial Services Advisors, Inc (registered 2025-08-05)
Form ADVobserved 5 days ago
Occurred
May 14, 2025
Advisor changed firm
Garrett Timothy Boyd left Northwest Financial Advisors Llc for Raymond James Financial Services Advisors, Inc (registered 2025-05-01)
Form ADVobserved 5 days ago
Occurred
May 13, 2025
Advisor changed firm
Julie Anne Gleason left Northwest Financial Advisors Llc for Raymond James Financial Services Advisors, Inc (registered 2025-05-01)
Form ADVobserved 5 days ago
Occurred
May 9, 2025
Team lift-out
4 advisors left Northwest Financial Advisors LLC (Herndon, VA) for Raymond James Financial Services Advisors, Inc within 5 days
Form ADVobserved 4 days ago
4 advisors
Occurred
May 9, 2025
Advisor changed firm
Justin L Valadez left Northwest Financial Advisors Llc for Lpl Financial Llc (registered 2015-09-18)
Form ADVobserved 5 days ago
Occurred
May 9, 2025
Advisor changed firm
Glen Matthew Cesari left Northwest Financial Advisors Llc for Raymond James Financial Services Advisors, Inc (registered 2025-05-01)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2025
Advisor changed firm
Alicia Genise Fouser left Northwest Financial Advisors Llc for Navy Federal Investment Services, Llc (registered 2025-06-11)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2025
Advisor changed firm
Biswojit Rebeiro left Northwest Financial Advisors Llc for Wesbanco Securities, Inc. (registered 2025-05-13)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2023
Advisor changed firm
Rafael Antonio Gutierrez left Northwest Financial Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-04-11)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2022
Advisor changed firm
Victoria Ross left Northwest Financial Advisors Llc for Lpl Financial Llc (registered 2021-04-07)
Form ADVobserved 5 days ago
Occurred
Mar 2, 2020
Regulatory AUM changed
Northwest Financial Advisors Llc reported RAUM $1.3B, up 28% from $983.9M (2019-03-22 to 2020-03-02)
Form ADVobserved 5 days ago
$272M
Occurred
Apr 19, 2013
First Form ADV filing
Northwest Financial Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aaca290f-073e-213d-4c53-7ef284a85d75
First observed: Apr 19, 2013
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHWEST FINANCIAL ADVISORS LLC

CRD 166769

HERNDON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aaca290f-073e-213d-4c53-7ef284a85d75

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS K. TURNER

Certified Financial Planner

VIENNA, VA | HERNDON, VA

yes

GREGORY EMMETT GRINNELL

n/a

HERNDON, VA | LEESBURG, VA

n/a

yes

KEVIN DUANE FISHER

n/a

HERNDON, VA

yes

JONATHAN KEITH ADAMS

Chartered Financial Consultant

HERNDON, VA

yes

JERRY EDWARD GUIDO

Certified Financial Planner

HERNDON, VA

yes

NICOLE EVETTE DAVIS

n/a

HERNDON, VA

n/a

yes

RICHARD TODD HOLDEN

n/a

HERNDON, VA

yes

KIMBERLY JOAN LAMPROPOULOS

n/a

HERNDON, VA

n/a

yes

DEATRICE JOHNSON

n/a

HERNDON, VA

n/a

yes

Nikyla Nikki Young

Certified Financial Planner

HERNDON, VA

n/a

yes

NEETU KOHLI

n/a

HERNDON, VA

yes

JOSEPH CARL WILSON

n/a

HERNDON, VA

yes

NAKIA D BROWN

n/a

HERNDON, VA

yes

Nicholas David Tupaj

Certified Financial Planner

HERNDON, VA

n/a

yes

Janna Vloet

n/a

HERNDON, VA

yes

JOZSEF NANDOR SZADVARI III

n/a

HERNDON, VA

yes

JIASHUO QIN

Certified Financial Planner

HERNDON, VA

yes

Barry Steven Bass

Certified Financial Planner|Chartered Financial Consultant

HERNDON, VA

yes

Nathan Russell Levin

n/a

HERNDON, VA

n/a

yes

DENISE SHARNELL PROCTOR

Certified Financial Planner

HERNDON, VA

yes

KELLY MARIE DEMERS

n/a

HERNDON, VA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, NICOLE, EVETTE

CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 30, 2026

NW CAPITAL MANAGEMENT LLC

Member

yes

02/2013

Mar 30, 2026

BENEDICT, KAREN, ANN

SENIOR VICE PRESIDENT

yes

02/2014

Apr 19, 2013

Mar 12, 2024

FISHER, KEVIN, DUANE

CEO/EXECUTIVE REP

yes

02/2013

Apr 19, 2013

Mar 12, 2024

NORTHWEST FEDERAL CREDIT UNION

Member

yes

10/2006

Apr 19, 2013

Mar 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHWEST FEDERAL CREDIT UNION

n/a

NORTHWEST FINANCIAL GROUP LLC

n/a

yes

n/a

NW INSURANCE AGENCY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Arlington

United States

yes

Rockville

United States

yes

Ashburn

United States

yes

Chantilly

United States

yes

Gainesville

United States

yes

Leesburg

United States

yes

Manassas

United States

yes

Mclean

United States

yes

Middleburg

United States

yes

Sterling

United States

yes

Vienna

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.2B

n/a

2024

Mar 19, 2025

$1.9B

n/a

2023

Mar 12, 2024

$1.7B

n/a

2022

Mar 27, 2023

$1.4B

n/a

2021

Mar 22, 2022

$1.7B

n/a

2020

Mar 22, 2021

$1.4B

n/a

2019

Mar 2, 2020

$1.3B

n/a

2018

Mar 22, 2019

$984M

$983M

n/a

2017

Mar 12, 2018

$1.0B

n/a

2016

Jan 26, 2017

$834M

n/a

2015

Mar 30, 2016

$758M

n/a

2014

Mar 31, 2015

$785M

n/a

2013

Mar 25, 2014

$650M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

9.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$1.9B

-35.4%

$1.4B

-4.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RBC CAPITAL MARKETS, LLC

Oct 7, 2025

Oct 3, 2025

HERNDON, VA

Team lift out

RIA to ibd

10.5%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

May 9, 2025

Aug 5, 2025

HERNDON, VA

Team lift out

RIA to ibd

16.7%