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Advisor at LAUREATE WEALTH MANAGEMENT, LLC
GLEN ELLYN, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAUREATE WEALTH MANAGEMENT, LLC | Independent wealth | Sep 22, 2014 | n/a | yes | GLEN ELLYN, IL | Current employment |
| PROMUS CAPITAL, LLC | Former SEC adviser | Jan 14, 2011 | Aug 15, 2014 | no | CHICAGO, IL | Previous registration |
| LAUREATE WEALTH MANAGEMENT LLC | n/a | Jul 28, 2009 | Nov 30, 2010 | no | CHICAGO, IL | Previous registration |
| DUFF & BOYNTON, LLC | n/a | Jul 12, 2007 | Dec 16, 2009 | no | AUSTON, TX | Previous registration |
| TRIAD ADVISORS, LLC | Former SEC adviser | Jun 29, 2007 | Jul 16, 2007 | no | ATLANTA, GA|AUSTIN, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 4, 2004 | Jul 2, 2007 | no | AUSTIN, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 4, 2002 | May 10, 2004 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROMUS CAPITAL, LLC | LAUREATE WEALTH MANAGEMENT, LLC | Aug 15, 2014 | Sep 22, 2014 | 38 | Firm change | Other |
| LAUREATE WEALTH MANAGEMENT LLC | PROMUS CAPITAL, LLC | Nov 30, 2010 | Jan 14, 2011 | 45 | Firm change | Other |
| DUFF & BOYNTON, LLC | LAUREATE WEALTH MANAGEMENT LLC | Dec 16, 2009 | Jul 28, 2009 | -141 | Firm change after gap | Other |
| TRIAD ADVISORS, LLC | DUFF & BOYNTON, LLC | Jul 16, 2007 | Jul 12, 2007 | -4 | Firm change | Other |
| WELLS FARGO ADVISORS | TRIAD ADVISORS, LLC | Jul 2, 2007 | Jun 29, 2007 | -3 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | May 10, 2004 | May 4, 2004 | -6 | Firm change | Other |