DFX Intelligence

R••• W•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••• W•••••• D•••••••

Advisor at G•••• L•••• A•••••••• L••

Milwaukee, WI | CHICAGO, IL

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Search this name across graphsid dfx:ria:a256dcc6-d26b-0148-47c3-8a296b1bd599

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• L•••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• L•••• A•••••••• L••	Other adviser	Jan 9, 2026	n/a	yes	CHICAGO, IL\|Milwaukee, WI	Current employment
G•••• L•••• A•••••••• L••	Other adviser	Nov 14, 2025	Dec 31, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	G•••• L•••• A•••••••• L••	Jan 28, 2025	Nov 14, 2025	290	Channel change	Other
B•• A•••• M••••••••• C••••	W••••••• I•••••••••	Dec 4, 2020	May 5, 2022

Relationships

Registered with (4)

→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 14, 2025 to Dec 31, 2025factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
May 5, 2022 to Jan 28, 2025factForm ADV
→ B•• A•••• M••••••••• C••••Registered adviserregistration: previous registration
Aug 29, 2012 to Dec 4, 2020factForm ADV
→ M•• I••••••••• M••••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a256dcc6-d26b-0148-47c3-8a296b1bd599
First observed: Feb 21, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.