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Reading the graph
Advisor at SEIA
LOS ANGELES, CA | Tysons Corner, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Seia | Bd affiliated wealth | Nov 9, 2018 | n/a | yes | Tysons Corner, VA|LOS ANGELES, CA | Current employment |
| MCLEAN ASSET MANAGEMENT CORP. | Independent wealth | Jul 9, 2014 | Aug 22, 2018 | no | TYSONS, VA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 26, 2004 | Jul 25, 2014 | no | Bethesda, MD|BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MCLEAN ASSET MANAGEMENT CORP. | Seia | Aug 22, 2018 | Nov 9, 2018 | 79 | Firm change | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | MCLEAN ASSET MANAGEMENT CORP. | Jul 25, 2014 | Jul 9, 2014 | -16 | Firm change | Other |