RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• C• P•••
- S••• BD affiliated currentsince Nov 9, 2018 · Tysons Corner, Va
- M••••• A•••• M••••••••• C•••• independent RIAJul 9, 2014 to Aug 22, 2018 · Tysons, Va
- C•••••• S••••• • C••• I••• national BDJul 26, 2004 to Jul 25, 2014 · Bethesda, Md
- M••••• A•••• M••••••••• C•••• to S•••left Aug 22, 2018, registered Nov 9, 2018 (79 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to M••••• A•••• M••••••••• C••••left Jul 25, 2014, registered Jul 9, 2014 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address