DFX Intelligence

B•••• S•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

B•••• S•••• M••••••••

Advisor at W••••••••• A•••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:a2701c51-d657-c281-6b17-b208f7a15176

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Apr 9, 2026	n/a	yes	NEW YORK, NY	Current employment
W••••••••• A•••••••	Former SEC adviser	Aug 25, 2021	Jun 2, 2026	no	MELVILLE, NY\|New York, NY\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Jun 2, 2026	Apr 9, 2026	-54	Bulk transfer	RIA to RIA
J••• M••••• S••••••••• L••	W••••••••• A•••••••	Sep 26, 2019	Aug 25, 2021

Relationships

Registered with (5)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Aug 25, 2021 to Jun 2, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2013 to Sep 26, 2019factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2701c51-d657-c281-6b17-b208f7a15176
First observed: Mar 3, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.