DFX Intelligence

B•••• K•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

B•••• K•••• H•••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:a284af4b-8058-d384-06de-aea1dd2e7292

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 31, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 16, 2002	n/a	yes	MOBILE, AL\|PENSACOLA, FL\|DAUPHIN ISLAND , AL	Current employment
P••••••••• E••••• G••••• L••	n/a	Apr 15, 1994	Aug 27, 2002	no	MOBILE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Aug 27, 2002	Aug 16, 2002	-11	Firm change	Other

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 16, 2002 to presentfactForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Apr 15, 1994 to Aug 27, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a284af4b-8058-d384-06de-aea1dd2e7292
First observed: Apr 15, 1994
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.