This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KINGSWOOD WEALTH ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

9

Exams

S65|S63

First exam

Sep 14, 2015

First registration

Nov 4, 2015

Dual registered

yes, broker-dealer

Other names

RICHARD S RODGERS|Richard Rodgers

IAPD individual key

6555093

• Occurred

  Oct 21, 2022
  Advisor changed firm

  Richard S Rodgers left Dst Wealth Management Llc for Kingswood Wealth Advisors, Llc (registered 2022-11-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a29063ed-2005-5d6a-69ea-594fa8f08bdf

First observed

Nov 4, 2015

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.