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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AVELLINO FINANCIAL ADVISORS, INC.

ALGONQUIN FINANCIAL ADV, INC. D/B/A AVELLINO FINANCIAL ADV, INC., CRD 164805

HILLSIDE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fff4016e-5140-c939-9566-bf1fda29ef12

Data as of Jun 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: May 27, 2016 to Jun 30, 2021
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.0MItem 5.F on the latest filing (2021-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.0M
Private client RAUM: $9.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
Individual clients: 10
SEC number: 801-107924
CRD: 164805
Filings on the tape: 18
First filed: May 27, 2016
Latest filed: Jun 30, 2021
Organised: Corporation, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUNNE, MICHAEL, FITZGERALD	Shareholder	E	yes	03/2012	May 27, 2016	Jun 30, 2021
DUNNE, MICHAEL, FITZGERALD	REGISTERED PRINCIPAL/CCO	Na	yes	08/2013	May 27, 2016	Jun 30, 2021
NATIVE TRIBAL ALLIANCE, LLC	SOLE SHAREHOLDER	E	yes	05/2013	May 27, 2016	Jun 30, 2021
AVELLO, NICHOLAS, THOMAS	CORPORATE SECRETARY	Na	no	05/2019	Jul 1, 2019	Jun 30, 2021
QUEGH KE, INC.	Shareholder	D	no	03/2012	May 27, 2016	Jun 30, 2021
WORLDS BEST HOLDING COMPANY	Shareholder	C	no	03/2013	May 27, 2016	Jun 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOREST SECURITIES,INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jun 30, 2021	$9.0M	$9.0M	3	2	0	n/a	n/a
2018	Jul 1, 2019	$12.2M	$12.2M	4	4	4	n/a	n/a
2017	Jun 28, 2018	$26.6M	$26.6M	5	5	4	n/a	n/a
2016	Feb 7, 2017	$12.4M	$12.4M	10	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$9.0M	n/a	n/a	$26.6M	-30.3%	3	n/a	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEGACY WEALTH MANAGEMENT, LLC	3	May 9, 2017	Nov 17, 2017	HILLSIDE, IL	Team lift out	Other	42.9%

Relationships

Owns (3)

← AVELLO, NICHOLAS, THOMASOwnerCORPORATE SECRETARY, ownership code NA, individual
Jul 1, 2019 to presentfactForm ADV
← QUEGH KE, INC.OwnerSHAREHOLDER, ownership code D, domestic entity
May 27, 2016 to presentfactForm ADV
← WORLDS BEST HOLDING COMPANYOwnerSHAREHOLDER, ownership code C, domestic entity
May 27, 2016 to presentfactForm ADV

Controls (2)

← DUNNE, MICHAEL, FITZGERALDOwnerSHAREHOLDER, ownership code E, individual
May 27, 2016 to presentfactForm ADV
← NATIVE TRIBAL ALLIANCE, LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
May 27, 2016 to presentfactForm ADV

Registered with (11)

← EARL CORNELIUS STEVENSONAdvisorregistration: previous registration
May 16, 2017 to Dec 31, 2021factForm ADV
← MICHAEL FITZGERALD DUNNEAdvisorregistration: previous registration
Jul 5, 2013 to Dec 31, 2021factForm ADV
← WILLIAM JOHN LILLWITZAdvisorregistration: previous registration
Sep 8, 2016 to Jan 19, 2021factForm ADV
← BENJAMIN R PFIFFNERAdvisorregistration: previous registration
Jul 23, 2018 to Dec 26, 2019factForm ADV
← RICHARD S RODGERSAdvisorregistration: previous registration
Nov 4, 2015 to Mar 26, 2018factForm ADV
← DAVID Michael APTEDAdvisorregistration: previous registration
Jul 15, 2016 to Mar 16, 2018factForm ADV
← NATHAN HATCH BILLETERAdvisorregistration: previous registration
Mar 8, 2017 to May 9, 2017factForm ADV
← LAWRENCE WAYNE GRAYAdvisorregistration: previous registration
Jan 11, 2017 to May 9, 2017factForm ADV
← JONATHAN KIRK CARROLLAdvisorregistration: previous registration
Jan 30, 2017 to May 9, 2017factForm ADV
← Rebecca Speck FosterAdvisorregistration: previous registration
Jun 22, 2016 to Nov 9, 2016factForm ADV
← Michael Joseph O'MaraAdvisorregistration: previous registration
Sep 25, 2013 to Apr 2, 2015factForm ADV

Moved with (1)

→ LEGACY WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
May 9, 2017 to Nov 17, 2017factForm ADV

Dated events

Occurred
May 27, 2016
First Form ADV filing
Avellino Financial Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fff4016e-5140-c939-9566-bf1fda29ef12
First observed: May 27, 2016
Last observed: Jun 30, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVELLINO FINANCIAL ADVISORS, INC.

ALGONQUIN FINANCIAL ADV, INC. D/B/A AVELLINO FINANCIAL ADV, INC., CRD 164805

HILLSIDE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fff4016e-5140-c939-9566-bf1fda29ef12

Data as of Jun 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUNNE, MICHAEL, FITZGERALD

Shareholder

yes

03/2012

May 27, 2016

Jun 30, 2021

DUNNE, MICHAEL, FITZGERALD

REGISTERED PRINCIPAL/CCO

yes

08/2013

May 27, 2016

Jun 30, 2021

NATIVE TRIBAL ALLIANCE, LLC

SOLE SHAREHOLDER

yes

05/2013

May 27, 2016

Jun 30, 2021

AVELLO, NICHOLAS, THOMAS

CORPORATE SECRETARY

05/2019

Jul 1, 2019

Jun 30, 2021

QUEGH KE, INC.

Shareholder

03/2012

May 27, 2016

Jun 30, 2021

WORLDS BEST HOLDING COMPANY

Shareholder

03/2013

May 27, 2016

Jun 30, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOREST SECURITIES,INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jun 30, 2021

$9.0M

n/a

2018

Jul 1, 2019

$12.2M

n/a

2017

Jun 28, 2018

$26.6M

n/a

2016

Feb 7, 2017

$12.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$9.0M

n/a

$26.6M

-30.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEGACY WEALTH MANAGEMENT, LLC

May 9, 2017

Nov 17, 2017

HILLSIDE, IL

Team lift out

Other

42.9%