DFX Intelligence

D•••• W•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor21 years in industry

D•••• W•••••• H•••••

Advisor at M••••• W••••• M••••••••• L••

EL SEGUNDO, CA | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a29d550a-ee6b-f6d9-246f-ea2043029c29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jun 30, 2025	n/a	yes	KANSAS CITY, MO\|EL SEGUNDO, CA	Current employment
K••• C•••••• M•••••••••	Former SEC adviser	Apr 1, 2016	Dec 31, 2025	no	EL SEGUNDO, CA\|EL SEGUNDO, CA\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• C•••••• M•••••••••	M••••• W••••• M••••••••• L••	Dec 31, 2025	Jun 30, 2025	-184	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
109329:324624:CA:2025-12-31	Dec 31, 2025	Jun 30, 2025	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (2)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 30, 2025 to presentfactForm ADV
→ K••• C•••••• M•••••••••Registered adviserregistration: previous registration
Apr 1, 2016 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a29d550a-ee6b-f6d9-246f-ea2043029c29
First observed: Apr 1, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.