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B••••• K• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

B••••• K• S••••

Advisor at M••••• S••••••

Beverly Hills, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a29fbcdd-21ce-e5c8-4cfe-8d4ab0ee48b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 24, 2023	n/a	yes	Beverly Hills, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 27, 2018	Apr 9, 2019	no	WOODLAND HILLS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Apr 9, 2019	May 24, 2023	1,506	Firm change after gap	Wirehouse to wirehouse
S••••• B•••• I••••••••• A•••••••• L••	W•••• F•••• A•••••••	Feb 15, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:CA:2019-03-26	Apr 9, 2019	May 24, 2023	WOODLAND HILLS, CA	Firm change after gap

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
May 24, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 27, 2018 to Apr 9, 2019factForm ADV
→ S••••• B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 5, 2017 to Feb 15, 2018factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a29fbcdd-21ce-e5c8-4cfe-8d4ab0ee48b8
First observed: Mar 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.