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S••••• B•••• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

S••••• B•••• I••••••••• A•••••••• L••

CRD 118739

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5e2516a-2984-2778-7853-1dbe5cb199f8

Data as of Mar 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 27
On other graphs: 0
Observed: Feb 21, 2012 to Mar 26, 2025
73 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2025-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• R•••••	OWNER/MEMBER	D	yes	04/2012	Feb 21, 2012	Mar 26, 2024
B••••• R•••••• R•••••	MEMBER/CHIEF FINANCIAL OFFICER	Na	yes	10/2001	Feb 21, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• P••••••••• L••	n/a	Former SEC adviser	$785M	N	yes	n/a
S•••••••• S••••• B••••• L••	n/a	Former SEC adviser	$317M	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.4B	$1.4B	4.4%	$1.4B	-0.0%	26	25	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••• F••••••••• L•••	11	Sep 12, 2025	Jun 12, 2025	INDIANAPOLIS, IN	Firm absorbed	RIA to ibd	73.3%
S•••••••• S••••• B••••• L••	2	Sep 12, 2025

Relationships

Affiliated with (8)

← S••••• F••••• L••Registered adviserother investment adviser
factForm ADV
← S•••••••• S••••• B••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S•••••••• S••••• B••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S••••• F••••• L••Registered adviserother investment adviser, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 12, 2025
Team lift-out
2 advisors left S••••• B•••• I••••••••• A•••••••• L•• (Indianapolis, IN) for I••••••••• P••••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Sep 12, 2025
Firm absorbed
S••••• B•••• I••••••••• A•••••••• L••'s advisors moved to A••••••• F••••••••• L••• (Indianapolis, IN): 11 of 15 registered, on the same day
Form ADVobserved 7 days ago
11 advisors
Occurred
Sep 12, 2025
Team lift-out
2 advisors left S••••• B•••• I••••••••• A•••••••• L•• (Indianapolis, IN) for S•••••••• S••••• B••••• L•• on the same day
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5e2516a-2984-2778-7853-1dbe5cb199f8
First observed: Feb 21, 2012
Last observed: Mar 26, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (30)

← Ronald Robert BrockAdvisorregistration: previous registration
Nov 21, 2001 to Sep 12, 2025factForm ADV
← James P McMahonAdvisorregistration: previous registration
Jun 6, 2006 to Sep 12, 2025factForm ADV
← Debra Kay McCulleyAdvisorregistration: previous registration
May 1, 2006 to Sep 12, 2025factForm ADV
← EDWARD ALLEN HUMPHREYSAdvisorregistration: previous registration
Sep 1, 2015 to Sep 12, 2025factForm ADV
← Tiffany VanHookAdvisorregistration: previous registration
Nov 2, 2018 to Sep 12, 2025factForm ADV
← Audrey BruchAdvisorregistration: previous registration
Jun 29, 2016 to Sep 12, 2025factForm ADV
← Lisa Michelle ReddickAdvisorregistration: previous registration
Jan 19, 2025 to Sep 12, 2025factForm ADV
← Nathan HarshmanAdvisorregistration: previous registration
Sep 16, 2024 to Sep 12, 2025factForm ADV
← JARED TYSON LEEAdvisorregistration: previous registration
Aug 23, 2017 to Sep 12, 2025factForm ADV
← Katherine HarperAdvisorregistration: previous registration
Jul 28, 2014 to Sep 12, 2025factForm ADV
← Samantha PezzuteAdvisorregistration: previous registration
Nov 29, 2023 to Sep 12, 2025factForm ADV
← Emily BegemanAdvisorregistration: previous registration
May 7, 2024 to Sep 12, 2025factForm ADV
← Matthew John Robert PotterAdvisorregistration: previous registration
Jun 6, 2024 to Sep 12, 2025factForm ADV
← David GilreathAdvisorregistration: previous registration
Oct 26, 2000 to Sep 12, 2025factForm ADV
← Thomas KaiserAdvisorregistration: previous registration
Nov 30, 2020 to Sep 12, 2025factForm ADV
← CHRISTINA ANN JORDANAdvisorregistration: previous registration
Aug 27, 2010 to Jun 20, 2025factForm ADV
← MARK ALLEN VANDYGRIFFAdvisorregistration: previous registration
Jul 15, 2014 to Mar 27, 2024factForm ADV
← SETH WILLIAM WEBB HICKLEAdvisorregistration: previous registration
Nov 30, 2016 to Mar 27, 2024factForm ADV
← JAMES WILLIAM HUMPHRIESAdvisorregistration: previous registration
Jun 29, 2015 to Mar 27, 2024factForm ADV
← PETER GORMAN BJELOPETROVICHAdvisorregistration: previous registration
May 8, 2019 to Mar 27, 2024factForm ADV
← D•••• L CHAPINAdvisorregistration: previous registration
Dec 12, 2015 to Sep 4, 2018factForm ADV
← Bryant K ScottAdvisorregistration: previous registration
Dec 5, 2017 to Feb 15, 2018factForm ADV
← PAUL EDWIN COANAdvisorregistration: previous registration
Jan 30, 2014 to Oct 19, 2017factForm ADV
← D•••• JOHN ARNSAdvisorregistration: previous registration
Oct 1, 2013 to Sep 16, 2016factForm ADV
← DANIEL LEMUEL ANDREWSAdvisorregistration: previous registration
Mar 2, 2015 to Sep 16, 2016factForm ADV
← Jennifer Nicole OverhoffAdvisorregistration: previous registration
Mar 5, 2014 to Sep 16, 2016factForm ADV
← Eric Dean MartzAdvisorregistration: previous registration
Dec 16, 2013 to Aug 11, 2016factForm ADV
← Thomas D FarrellAdvisorregistration: previous registration
Nov 18, 2013 to Apr 22, 2016factForm ADV
← RICHARD LESLIE WELLSAdvisorregistration: previous registration
Aug 12, 2014 to Feb 25, 2015factForm ADV
← GARY TODD COOPERAdvisorregistration: previous registration
Mar 22, 2010 to Jun 22, 2010factForm ADV

2024	Mar 26, 2025	$1.4B	$1.4B	26	18	0	n/a	n/a
2023	Mar 26, 2024	$1.4B	$1.4B	25	14	0	n/a	n/a
2022	Mar 28, 2023	$1.0B	$1.0B	25	14	0	n/a	n/a
2021	Mar 25, 2022	$1.4B	$1.4B	25	16	0	n/a	n/a
2020	Mar 30, 2021	$1.2B	$1.1B	28	16	0	n/a	n/a
2019	Mar 20, 2020	$1.0B	$1.0B	26	15	0	n/a	n/a
2018	Mar 22, 2019	$846M	$845M	28	17	0	n/a	n/a
2017	Mar 7, 2018	$1.0B	$1.0B	29	19	0	n/a	n/a
2016	Mar 14, 2017	$1.1B	$1.1B	30	19	n/a	n/a	n/a
2015	Mar 30, 2016	$1.1B	$1.1B	35	24	n/a	n/a	n/a
2014	Mar 16, 2015	$1.2B	$1.2B	31	23	n/a	n/a	n/a
2013	Mar 18, 2014	$645M	$645M	18	13	n/a	n/a	n/a
2012	Mar 28, 2013	$415M	$415M	13	11	n/a	n/a	n/a
2011	Apr 3, 2012	$323M	$323M	n/a	n/a	n/a	n/a	n/a