DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• I••••••••• P••••••• L••
WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• I••••••••• P••••••• L•• | State registered | May 18, 2016 | n/a | yes | WEST HARTFORD, CT | Current employment |
| F••••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 12, 2013 | Jan 8, 2015 | no | WEST HARTFORD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• W••••• M••••••••• L•• | S•••••••• I••••••••• P••••••• L•• | Jan 8, 2015 | May 18, 2016 | 496 | Firm change after gap | Other |
| O•••• F•• I••• | F••••••• W••••• M••••••••• L•• | Apr 27, 2006 | Jun 12, 2013 |
| O•••• F•• I••• | Former SEC adviser | Aug 7, 2002 | Apr 27, 2006 | no | WEST HARTFORD, CT|WEST HARTFORD, CT | Previous registration |
| 2,603 |
| Firm change after gap |
| Other |