RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G••••• R••••••
- S•••••••• I••••••••• P••••••• L•• state registered currentsince May 18, 2016 · West Hartford, Ct
- F••••••• W••••• M••••••••• L•• formerJun 12, 2013 to Jan 8, 2015 · West Hartford, Ct
- O•••• F•• I••• formerAug 7, 2002 to Apr 27, 2006 · West Hartford, Ct
- F••••••• W••••• M••••••••• L•• to S•••••••• I••••••••• P••••••• L••left Jan 8, 2015, registered May 18, 2016 (496 days) · Other
- O•••• F•• I••• to F••••••• W••••• M••••••••• L••left Apr 27, 2006, registered Jun 12, 2013 (2603 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address