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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant25 years in industry

CRAIG R. DUMAS

Advisor at BALDWIN WEALTH PARTNERS, LLC

MARION, MA | GLENDALE, RI

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Search this name across graphsid dfx:ria:a2b618e6-df15-f6da-ca3f-4d774e2bc39f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BALDWIN WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: May 26, 2001
First registration: Jan 2, 2002
Dual registered: no
Other names: CRAIG R DUMAS
IAPD individual key: 4373761

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BALDWIN WEALTH PARTNERS, LLC	Independent wealth	Jul 1, 2024	n/a	yes	GLENDALE, RI\|MARION, MA	Current employment
KLR INVESTMENT ADVISORS, LLC	Former SEC adviser	Nov 28, 2006	Jul 2, 2024	no	PROVIDENCE, RI	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	May 17, 2006	Oct 28, 2009	no	WESTBOROUGH, MA\|PROVIDENCE, RI	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 6, 2005	Feb 15, 2006	no	SMITHFIELD, RI	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2002	Mar 15, 2005	no	WARWICK, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KLR INVESTMENT ADVISORS, LLC	BALDWIN WEALTH PARTNERS, LLC	Jul 2, 2024	Jul 1, 2024	-1	Firm change	RIA to RIA
CETERA ADVISORS LLC	KLR INVESTMENT ADVISORS, LLC	Oct 28, 2009	Nov 28, 2006	-1,065	Firm change after gap	Other
CITIZENS SECURITIES, INC.	CETERA ADVISORS LLC	Feb 15, 2006	May 17, 2006	91	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	CITIZENS SECURITIES, INC.	Mar 15, 2005	Apr 6, 2005	22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
124716:105343:RI:2024-07-02	Jul 2, 2024	Jul 1, 2024	PROVIDENCE, RI	Firm change

Relationships

Registered with (5)

→ BALDWIN WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ KLR INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 28, 2006 to Jul 2, 2024factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
May 17, 2006 to Oct 28, 2009factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 6, 2005 to Feb 15, 2006factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2002 to Mar 15, 2005factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
Craig R. Dumas left Klr Investment Advisors, Llc for Baldwin Wealth Partners, Llc (registered 2024-07-01)
Form ADVobserved 6 days ago