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Advisor at FMSA
Delray Beach, FL | DELRAY BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Fmsa | Independent wealth | Jan 11, 2011 | n/a | yes | DELRAY BEACH, FL|Delray Beach, FL | Current employment |
| Fmsa | Independent wealth | Jan 14, 2011 | Dec 31, 2011 | no | DELRAY BEACH, FL | Previous registration |
| OXFORD ASSET MANAGEMENT, LLC | Former SEC adviser | May 8, 2007 | Dec 3, 2012 | no | LAFAYETTE, LA | Previous registration |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Feb 9, 2007 | May 4, 2007 | no | LAFAYETTE, LA | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Oct 23, 2002 | Feb 8, 2007 | no | LAFAYETTE, LA|HOUSTON, TX|LAFAYETTE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OXFORD ASSET MANAGEMENT, LLC | Fmsa | Dec 3, 2012 | Jan 11, 2011 | -692 | Firm change after gap | Other |
| Fmsa | n/a | Dec 31, 2011 | n/a | n/a | Departure no registered destination | Departure |
| MOMENTUM INDEPENDENT NETWORK INC. | OXFORD ASSET MANAGEMENT, LLC | May 4, 2007 | May 8, 2007 | 4 | Firm change | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | MOMENTUM INDEPENDENT NETWORK INC. | Feb 8, 2007 | Feb 9, 2007 | 1 | Firm change | Other |