DFX Intelligence
Data Factory
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Reading the graph
CRD 226780
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KEATING, EMILY, M | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 05/2015 | Jun 16, 2015 | Apr 1, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 14, 2025 | $0 | $0 | 1 | 1 | 0 | n/a | n/a |
| 2023 | Apr 1, 2024 | n/a | n/a | 1 | 1 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | n/a | n/a | 1 | 1 | 0 | n/a | n/a |
| 2021 | Mar 1, 2022 | n/a | n/a | 3 | 3 | 2 | n/a | n/a |
| 2020 | Jan 20, 2021 | n/a | n/a | 3 | 3 | 2 | n/a | n/a |
| 2019 | Feb 11, 2020 | n/a | n/a | 3 | 3 | 2 | n/a | n/a |
| 2018 | Mar 1, 2019 | n/a | n/a | 3 | 3 | 2 | n/a | n/a |
| 2017 | Feb 6, 2018 | n/a | n/a | 3 | 3 | 2 | n/a | n/a |
| 2016 | Mar 15, 2017 | n/a | n/a | 3 | 3 | n/a | n/a | n/a |
| 2015 | Feb 23, 2016 | n/a | n/a | 4 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $0 | n/a | n/a | n/a | n/a | 1 | 1 | 0 | 0 |