DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Spari, Inc.

Former SEC-registered adviserDenver, ColoradoCRD 226780SEC 801-100410websiteIAPD
Latest filing Mar 14, 2025
First filing on the tape Jun 16, 2015 · 16 filings
SEC status approved since Jun 29, 2015
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 14, 2025
Feb 23, 20164 then
Employees (5.A)1 as of Mar 14, 2025
Feb 23, 20164 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 14, 2025; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M Emily Keating · President & Chief Compliance Officercontrol
      since 05/2015 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · unset to 0.0
      Apr 1, 2024 to Mar 14, 2025
    • Discretionary RAUM · unset to 0.0
      Apr 1, 2024 to Mar 14, 2025
    • Non-discretionary RAUM · unset to 0.0
      Apr 1, 2024 to Mar 14, 2025
    • RAUM · unset to 0.0
      Apr 1, 2024 to Mar 14, 2025
    • Advisory employees · 3 to 1
      Mar 1, 2022 to Mar 30, 2023
    • BD registered reps · 2 to 0
      Mar 1, 2022 to Mar 30, 2023
    • Employees · 3 to 1
      Mar 1, 2022 to Mar 30, 2023
    • Insurance-licensed employees · 2 to 0
      Mar 1, 2022 to Mar 30, 2023
    • HQ city · MANHATTAN to DENVER
      Mar 1, 2022 to Mar 30, 2023
    • HQ state · KS to CO
      Mar 1, 2022 to Mar 30, 2023
    • State-registered IARs · 3 to 1
      Mar 1, 2022 to Mar 30, 2023
    • Other offices · 2 to 0
      Mar 1, 2022 to Mar 30, 2023
    • Related adviser · true to false
      Mar 1, 2022 to Mar 30, 2023
    • Other offices · unset to 2.0
      Mar 15, 2017 to Feb 6, 2018
    • Advisory employees · 4 to 3
      Apr 14, 2016 to Mar 15, 2017
    • BD registered reps · 3 to 2
      Apr 14, 2016 to Mar 15, 2017
    • Employees · 4 to 3
      Apr 14, 2016 to Mar 15, 2017
    • Insurance-licensed employees · 3 to 2
      Apr 14, 2016 to Mar 15, 2017
    • State-registered IARs · 4 to 3
      Apr 14, 2016 to Mar 15, 2017
    • State-registered IARs · 3 to 4
      Sep 29, 2015 to Feb 23, 2016
    Signals
    6 dated events
    • Spari, Inc. no longer on the SEC adviser roster (last listed 2025-06-02)
      Jul 1, 2025 · Left the SEC roster · derived
    • Ryan John Mann (Chief Compliance Officer/ Treasurer) no longer on Schedule A of Spari, Inc. (listed 2022-03-01, absent 2023-03-30)
      Mar 30, 2023 · Control person left · inference
    • Beth Mary Kraszewski (Vice President) no longer on Schedule A of Spari, Inc. (listed 2022-03-01, absent 2023-03-30)
      Mar 30, 2023 · Control person left · inference
    • John Ryan Mann no longer registered at Spari, Inc.; no later IA registration on IAPD
      Mar 16, 2023 · Advisor departure · fact
    • Mary Beth Kraszewski no longer registered at Spari, Inc.; no later IA registration on IAPD
      Mar 16, 2023 · Advisor departure · fact
    • Spari, Inc. filed its initial SEC registration (Form ADV)
      Jun 16, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026