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Advisor at MERCER GLOBAL ADVISORS INC.
DENVER, CO | Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Aug 10, 2023 | n/a | yes | DENVER, CO|Wilmington, NC | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | Aug 30, 2023 | no | GREENWOOD VILLAGE, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | May 10, 2016 | Apr 3, 2023 | no | DENVER, CO|Atlanta, GA|Wilmington, NC | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 17, 2012 | May 6, 2016 | no | NEWPORT NEWS, VA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 10, 2010 | Feb 17, 2012 | no | YORKTOWN, VA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jul 9, 2008 | Dec 10, 2010 | no | YORKTOWN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | MERCER GLOBAL ADVISORS INC. | Aug 30, 2023 | Aug 10, 2023 | -20 | Firm change | Ibd to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | PERSONAL CAPITAL ADVISORS CORPORATION | May 6, 2016 | May 10, 2016 | 4 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | WOODBURY FINANCIAL SERVICES, INC. | Feb 17, 2012 | Feb 17, 2012 | 0 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT SERVICES LLC | Dec 10, 2010 | Dec 10, 2010 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112058:147363:CO:2023-08-30 | Aug 30, 2023 | Aug 10, 2023 | GREENWOOD VILLAGE, CO | Firm change |