DFX Intelligence

Data Factory

C•••••••• J••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner17 years in industry

C•••••••• J••••• W•••

Advisor at R••••• C•••••• S•••••••••

ENGLEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2d76509-9b41-5e09-023e-b42a7ec4852c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• C•••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• C•••••• S•••••••••	Independent wealth	Mar 12, 2025	n/a	yes	ENGLEWOOD, CO	Current employment
R•••••••	Former SEC adviser	Jan 31, 2024	Mar 11, 2025	no	EVERGREEN, CO\|Greenwood Village, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••	R••••• C•••••• S•••••••••	Mar 11, 2025	Mar 12, 2025	1	Firm change	RIA to new firm
C•••••• S••••• • C••• I•••	R•••••••	Jan 11, 2024

Relationships

Registered with (5)

→ R••••• C•••••• S•••••••••Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ R•••••••Registered adviserregistration: previous registration
Jan 31, 2024 to Mar 11, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 31, 2022 to Jan 11, 2024factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
C•••••••• J••••• W••• left Risemint for R••••• C•••••• S••••••••• (registered 2025-03-12)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2024
Advisor changed firm
C•••••••• J••••• W••• left C•••••• S••••• • C••• I••• for Risemint (registered 2024-01-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2d76509-9b41-5e09-023e-b42a7ec4852c
First observed: Apr 5, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.