DFX Intelligence

M••••••• D•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••••••• D•••••• S•••••

Advisor at G•••• V••••• A•••••• G••••• L••

BERWYN, PA | Minnetonka, MN

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Search this name across graphsid dfx:ria:a2db7601-ee2a-18d7-c585-40128968c385

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	Nov 13, 2014	n/a	yes	Minnetonka, MN\|BERWYN, PA	Current employment
N•• E•••••• S••••••••• C•••••••••	Former SEC adviser	Jan 30, 2014	Nov 17, 2014	no	CAMERON, WI\|GRANTSBURG, WI\|SIREN, WI\|MINNEAPOLIS, MN\|HOWARD LAKE, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• S••••••••• C•••••••••	G•••• V••••• A•••••• G••••• L••	Nov 17, 2014	Nov 13, 2014	-4	Firm change	Other

Relationships

Registered with (2)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
Nov 13, 2014 to presentfactForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 30, 2014 to Nov 17, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2db7601-ee2a-18d7-c585-40128968c385
First observed: Jan 30, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.