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Advisor at FINAL ASCENT WEALTH ADVISORS, LLC
LAFAYETTE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINAL ASCENT WEALTH ADVISORS, LLC | State registered | Apr 27, 2021 | n/a | yes | LAFAYETTE, LA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 23, 2020 | Feb 23, 2021 | no | THE WOODLANDS, TX | Previous registration |
| SUMMIT FINANCIAL WEALTH ADVISORS | Independent wealth | Feb 16, 2016 | Mar 6, 2020 | no | LAFAYETTE, LA | Previous registration |
| AHRENS INVESTMENT PARTNERS, LLC | Former SEC adviser | Aug 18, 2015 | Feb 16, 2016 | no | LAFAYETTE, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 2, 2012 | Aug 25, 2015 | no | LAFAYETTE, LA|LAFAYETTE, LA|NEW IBERIA, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | FINAL ASCENT WEALTH ADVISORS, LLC | Feb 23, 2021 | Apr 27, 2021 | 63 | Firm change | Ibd to state RIA |
| SUMMIT FINANCIAL WEALTH ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 6, 2020 | Jun 23, 2020 | 109 | Firm change | RIA to ibd |
| AHRENS INVESTMENT PARTNERS, LLC | SUMMIT FINANCIAL WEALTH ADVISORS | Feb 16, 2016 | Feb 16, 2016 | 0 | Firm change | Other |
| LPL FINANCIAL LLC | AHRENS INVESTMENT PARTNERS, LLC | Aug 25, 2015 | Aug 18, 2015 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:222517:LA:2015-08-25 | Aug 25, 2015 | Aug 18, 2015 | NEW IBERIA, LA | Firm change |