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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS ANGELES, CA | LA JOLLA, CA | RANCHO SANTA FE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 9, 2014 | n/a | yes | LOS ANGELES, CA|RANCHO SANTA FE, CA|LA JOLLA, CA | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Jun 18, 2001 | Apr 24, 2014 | no | LOS ANGELES, CA|Los Angeles, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 24, 2014 | Apr 9, 2014 | -15 | Firm change | Other |