DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
PALM DESERT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 5, 2026 | n/a | yes | PALM DESERT, CA | Current employment |
| GOLD COAST SECURITIES, INC. | Former SEC adviser | Jan 3, 2005 | Dec 31, 2025 | no | Palm Desert, CA|GOLD RIVER, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 16, 1999 | Dec 31, 2004 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLD COAST SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Dec 31, 2025 | Jan 5, 2026 | 5 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | GOLD COAST SECURITIES, INC. | Dec 31, 2004 | Jan 3, 2005 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110925:105644:CA:2025-12-31 | Dec 31, 2025 | Jan 5, 2026 | GOLD RIVER, CA | Firm change |