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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

BRIAN JAMES MCCAULEY

Advisor at BFC PLANNING, INC.

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2f1beab-daf7-2270-478a-25c142f6290d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 26, 1982
First registration: May 3, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 1011765

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Dec 5, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
MOLONEY SECURITIES ASSET MANAGEMENT LLC	Former SEC adviser	May 3, 2016	Dec 5, 2025	no	DENVER, CO\|MANCHESTER, MO\|Louisville, CO\|Louisvile, CO	Previous registration
MOLONEY INVESTMENT ADVISORY LLC	Former SEC adviser	May 3, 2016	Dec 31, 2016	no	DENVER, CO\|MANCHESTER, MO	Previous registration
MOLONEY SECURITIES CO., INC.	Former SEC adviser	May 3, 2016	May 6, 2016	no	DENVER, CO\|CHEYENNE, WY\|MESA, AZ\|Denver, CO\|MANCHESTER, MO\|Louisville, CO\|Louisville, CO\|Louisville, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOLONEY SECURITIES ASSET MANAGEMENT LLC	BFC PLANNING, INC.	Dec 5, 2025	Dec 5, 2025	0	Bulk transfer	Ibd to ibd
MOLONEY INVESTMENT ADVISORY LLC	MOLONEY SECURITIES ASSET MANAGEMENT LLC	Dec 31, 2016	May 3, 2016	-242	Channel change	Other
MOLONEY SECURITIES CO., INC.	MOLONEY INVESTMENT ADVISORY LLC	May 6, 2016	May 3, 2016	-3	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282140:282448:MO:2016-12-26	Dec 31, 2016	May 3, 2016	MANCHESTER, MO	Firm change after gap

Relationships

Registered with (4)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ MOLONEY SECURITIES ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 3, 2016 to Dec 5, 2025factForm ADV
→ MOLONEY INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
May 3, 2016 to Dec 31, 2016factForm ADV
→ MOLONEY SECURITIES CO., INC.Registered adviserregistration: previous registration
May 3, 2016 to May 6, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2f1beab-daf7-2270-478a-25c142f6290d
First observed: May 3, 2016
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN JAMES MCCAULEY

Advisor at BFC PLANNING, INC.

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2f1beab-daf7-2270-478a-25c142f6290d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BFC PLANNING, INC.

Bd affiliated wealth

Dec 5, 2025

n/a

yes

CEDAR RAPIDS, IA

Current employment

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Former SEC adviser

May 3, 2016

Dec 5, 2025

DENVER, CO|MANCHESTER, MO|Louisville, CO|Louisvile, CO

Previous registration

MOLONEY INVESTMENT ADVISORY LLC

Former SEC adviser

May 3, 2016

Dec 31, 2016

DENVER, CO|MANCHESTER, MO

Previous registration

MOLONEY SECURITIES CO., INC.

Former SEC adviser

May 3, 2016

May 6, 2016

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MOLONEY SECURITIES ASSET MANAGEMENT LLC

BFC PLANNING, INC.

Dec 5, 2025

Bulk transfer

Ibd to ibd

MOLONEY INVESTMENT ADVISORY LLC

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Dec 31, 2016

May 3, 2016

-242

Channel change

Other

MOLONEY SECURITIES CO., INC.

MOLONEY INVESTMENT ADVISORY LLC

May 6, 2016

May 3, 2016

-3

Channel change

Other

Team

Left

Joined

From

Kind

282140:282448:MO:2016-12-26

Dec 31, 2016

May 3, 2016

MANCHESTER, MO

Firm change after gap